SUP 15.3 - Rule-making and Amending Instruments
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FCA 2022/32: Appointed Representatives Instrument 2022
Chapter: Glossary, SUP, COCON
Effective Date: 3rd August 2022
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FCA 2022/30: Dormant Assets Instrument 2022
Chapter: Glossary, SUP, FEES, DISP, BCOBS, SYSC, PERG
Effective Date: 18th July 2022
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FCA 2021/50: Investment Firms Prudential Regime (Consequential Amendments) Instrument 2021
Chapter: Glossary, SUP, FEES, PERG, GEN, SYSC, GENPRU, EMPS, OMPS, RCB, FUND, CONC, COCON, COLL, MAR, MIFIDPRU, WDPG
Effective Date: 26th November 2021
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FCA 2021/15: UK Emission Trading Scheme Instrument 2021
Chapter: Glossary, MAR, LR, FEES, SUP, DISP, REC, PERG, COBS, PRIN, DEPP, TC, IPRU-INV, EG, SYSC
Effective Date: 30th April 2021
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FOS 2021/3: UK Emission Trading Scheme Instrument 2021
Chapter: MAR, LR, FEES, SUP, DISP, REC, PERG, COBS, PRIN, DEPP, TC, IPRU-INV, EG, SYSC
Effective Date: 30th April 2021
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FCA 2020/23: Individual Accountability (FCA-Authorised Benchmark Firms) Instrument 2020
Chapter: Glossary, COND, APER, FIT, SUP, SYSC, MAR, COCON
Effective Date: 2nd June 2020
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FCA 2018/29: Benchmarks Regulation (Amendment) Instrument 2018
Chapter: Glossary, MAR, COND, FIT, SUP, FEES, DISP, APER, GEN, SYSC, PRIN, DEPP, CREDS, BENCH, MCOB, COCON, PERG, EG
Effective Date: 29th June 2018
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FCA 2018/25: Insurance Distribution Directive Instrument 2018
Chapter: Glossary, CASS, PROF, COND, TC, FIT, SUP, FEES, PERG, COMP, DISP, GEN, SYSC, MIPRU, COBS, PRIN, ICOBS, CREDS, EG, IPRU-INV, PROD
Effective Date: 25th May 2018
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FCA 2017/29: Handbook Administration (No 46) Instrument 2017
Chapter: MCOB, SUP, FEES, DISP, FUND, CONC, COLL, IPRU-INV
Effective Date: 26th May 2017
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FCA 2016/10: Individual Accountability (Conduct Rules) (Breaches Reporting) Instrument 2016
Chapter: SUP, SYSC, COCON
Effective Date: 2nd March 2016
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FCA 2015/50: Handbook Administration (No 39) Instrument
Chapter: Glossary, MCOB, LR, FEES, SUP, MIPRU, BIPRU, CASS, APER, COCON, CONC, PERG
Effective Date: 23rd October 2015
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FCA 2015/38: Competition Law Infringement (Disclosure) Instrument 2015
Chapter: SUP
Effective Date: 15th July 2015
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FCA 2015/31: Individual Accountability Instrument 2015
Chapter: Glossary, SYSC, FIT, SUP
Effective Date: 7th July 2015
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FCA 2014/44: Alternative Investment Fund Managers Directive and Undertakings for Collective Investment in Transferable Securities Directive (Miscellaneous Amendments) Instrument 2014
Chapter: Glossary, SYSC, SUP, COLL, FUND
Effective Date: 26th June 2014
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FCA 2014/12: Consumer Credit (Consequential and Supplementary Amendments) Instrument 2014
Chapter: Glossary, PRIN, SYSC, COND, GEN, COBS, MCOB, CASS, SUP, DEPP, DISP, CREDS, CONC, BSOG, EG, FC, PERG, UNFCOG
Effective Date: 27th February 2014
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FCA 2013/79: Capital Requirements Directive IV (Consequential Amendments) Instrument 2013
Chapter: Glossary, PRIN, SYSC, GEN, FEES, MIPRU, UPRU, IPRU-FSOC, IPRU-INV, CASS, MAR, SUP, COMP, COLL, CREDS, FUND, RCB, PR, DTR, EMPS, OMPS, EG, PERG
Effective Date: 12th December 2013
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FCA 2013/73: Handbook Administration (No 32) Instrument 2013
Chapter: Glossary, PRIN, SYSC, GEN, COBS, MCOB, SUP, COLL, CONC, CREDS, PROF, PERG
Effective Date: 12th December 2013
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FCA 2013/61: Handbook Administration (No 31) Instrument 2013
Chapter: Glossary, SYSC, FEES, IPRU-INV, COBS, MCOB, CASS, SUP, DISP, COMP, COLL, CONC, FUND, LR, PR, BSOG
Effective Date: 26th September 2013
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FCA 2013/51: Alternative Investment Fund Managers Directive Instrument 2013
Chapter: PRIN, SYSC, GEN, FEES, GENPRU, BIPRU, UPRU, IPRU-INV, COBS, CASS, SUP, DISP, COMP, FUND, PERG
Effective Date: 27th June 2013
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FCA 2013/16 PRA2013/11: Legal Cutover (Notifications) Instrument 2013
Chapter: SUP
Effective Date: 19th March 2013
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FSA 2012/35: Emissions Allowance Auction Bidders Instrument 2012
Chapter: Glossary, PRIN, SYSC, APER, TC, FEES, IPRU-INV, COBS, CASS, MAR, SUP, DISP, REC, LR, PERG, EG
Effective Date: 26th July 2012
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FSA 2010/28: Consequential Amendments (Financial Services Act 2010) Instrument 2010
Chapter: Glossary, PRIN, SYSC, COND, BIPRU, INSPRU, UPRU, SUP, COMP, CRED, ELM, PROF, REC
Effective Date: 22nd July 2010
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FSA 2010/29: Capital Requirements Directive (Handbook Amendments) Instrument 2010
Chapter: Glossary, GENPRU, BIPRU, SUP
Effective Date: 22nd July 2010
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FSA 2009/38: Dormant Bank And Building Society Accounts Instrument 2009
Chapter: Glossary, PRIN, SYSC, FEES, SUP, DISP, COMP, PERG
Effective Date: 23rd July 2009
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FSA 2007/58: MiFID (Deferred Matters and Consequential Amendments) Instrument 2007
Chapter: COMP, Glossary, PRIN, SYSC, COND, APER, FIT, GEN, FEES, INSPRU, IPRU-INS, IPRU-INV, COBS, ICOB, MCOB, CASS, MAR, TC, SUP, COLL, CRED, ELM, PROF, LR, PR, PERG
Effective Date: 25th October 2007
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FSA 2007/47: Decision Procedure and Penalties Manual (Consequential Amendments) Instrument 2007
Chapter: Glossary, SYSC, COND, APER, GEN, FEES, IPRU-INV, COB, ICOB, MCOB, MAR, SUP, ENF, DEC, COLL, CRED, ECO, ELM, PROF, REC, LR, PR, DTR
Effective Date: 26th July 2007
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FSA 2006/64: Handbook Administration (No 4) Instrument 2006
Chapter: Glossary, GENPRU, BIPRU, INSPRU, UPRU, IPRU-INV, COB, MCOB, SUP, CIS, COLL
Effective Date: 21st December 2006
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FSA 2006/53: The CRD (Consequential Amendments) Instrument 2006
Chapter: Glossary, COND, SYSC, PRU, IPRU-BANK, IPRU-BSOC, IPRU-INS, IPRU-INV, ICOB, MCOB, MAR, SUP, DISP, COMP, COLL, CRED, ELM, LR, LLD
Effective Date: 23rd November 2006
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FSA 2005/43: Supervision Manual (Change in Liability or Legal Status) Instrument 2005
Chapter: SUP
Effective Date: 21st July 2005
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FSA 2004/98: Integrated Prudential Sourcebook (Insurers and Other Amendments) (Consequential Amendments) Instrument 2004
Chapter: SYSC, COND, GEN, IPRU-BANK, IPRU-BSOC, IPRU-FSOC, IPRU-INS, ICOB, MAR, AUTH, SUP, ENF, CRED, ELM, Glossary
Effective Date: 16th December 2004