SUP 13A ANNEX 1 - Rule-making and Amending Instruments

• FCA 2020/23: Individual Accountability (FCA-Authorised Benchmark Firms) Instrument 2020

  Chapter: Glossary, COND, APER, FIT, SUP, SYSC, MAR, COCON

  Effective Date: 2nd June 2020

• FCA 2019/80: Prospectus Regulation Rules Instrument 2019

  Chapter: Glossary, MAR, LR, FEES, SUP, SYSC, DTR, COBS, DEPP, FUND, EG, PROD, PRR

  Effective Date: 15th July 2019

• FCA 2018/25: Insurance Distribution Directive Instrument 2018

  Chapter: Glossary, CASS, PROF, COND, TC, FIT, SUP, FEES, PERG, COMP, DISP, GEN, SYSC, MIPRU, COBS, PRIN, ICOBS, CREDS, EG, IPRU-INV, PROD

  Effective Date: 25th May 2018

• FCA 2017/58: Financial Services Compensation Scheme (Funding and Scope) Instrument 2017

  Chapter: Glossary, COMP, FEES, SUP, CONC

  Effective Date: 30th October 2017

• FCA 2017/39: Conduct, Perimeter Guidance and Miscellaneous Provisions (MiFID 2) Instrument 2017

  Chapter: MAR, PR, LR, TC, FIT, SUP, PERG, DISP, GEN, PROF, SYSC, REC, PRIN, DTR, CASS, COBS, DEPP, BCOBS, FUND, COLL, PROD

  Effective Date: 3rd July 2017

• FCA 2017/29: Handbook Administration (No 46) Instrument 2017

  Chapter: MCOB, SUP, FEES, DISP, FUND, CONC, COLL, IPRU-INV

  Effective Date: 26th May 2017

• FCA 2016/67: Handbook Administration (No 43) Instrument 2016

  Chapter: Glossary, PR, LR, SUP, COMP, GEN, SYSC, BIPRU, GENPRU, MAR, COBS, RCB, APER, FUND, CONC, COLL, IPRU-INV

  Effective Date: 4th November 2016

• FCA 2016/60: Mortgages and Home Finance (Miscellaneous Amendments) Instrument 2016

  Chapter: Glossary, MCOB, FEES, SUP, COMP, PERG, CONC

  Effective Date: 23rd September 2016

• FCA 2016/51: Mortgage Credit Directive (Amendment No 3) Instrument 2016

  Chapter: Glossary, MCOB, SUP, MIPRU

  Effective Date: 29th July 2016

• FCA 2016/44: Market Abuse Regulation Instrument (No 2) 2016

  Chapter: Glossary, MAR, LR, SUP, EMPS, OMPS

  Effective Date: 24th June 2016

• FCA 2016/31: Market Abuse Regulation Instrument 2016

  Chapter: Glossary, MAR, LR, DTR, SUP, FEES, GEN, SYSC, REC, SERV, COBS, APER, BENCH, COCON

  Effective Date: 28th April 2016

• FOS 2016/7: European Long-Term Investment Funds (No 2) Regulation Instrument 2016

  Chapter: Glossary, SUP, COMP, DISP, FUND

  Effective Date: 22nd April 2016

• FCA 2016/34: European Long-Term Investment Funds (No 2) Regulation Instrument 2016

  Chapter: Glossary, SUP, COMP, DISP, FUND

  Effective Date: 22nd April 2016

• FCA 2016/9: Handbook Administration (No 40) Instrument 2016

  Chapter: Glossary, MCOB, PR, LR, IPRU-INV, SUP, GEN, SYSC, MAR, COCON, BCOBS, EG

  Effective Date: 26th February 2016

• FCA 2015/67: Accountability (Foreign Branches) Instrument 2015

  Chapter: Glossary, FIT, SUP, SYSC, CASS, COCON

  Effective Date: 16th December 2015

• FCA 2015/45: Consumer Rights Act Instrument 2015

  Chapter: Glossary, MCOB, SUP, COBS, UNFCOG, ICOBS, BCOBS, CREDS, CONC, EG

  Effective Date: 25th September 2015

• FCA 2015/43: Individual Accountability (Solvency II and Consequentials) Instrument

  Chapter: Glossary, SYSC, COND, APER, TC, GEN, COCON, MIPRU, CASS, SUP, DISP, CONC, FIT, BENCH, FC, PERG

  Effective Date: 13th August 2015

• FCA 2015/27: Senior Management Arrangements, Systems and Controls (Remuneration Code) (No 6) Instrument 2015

  Chapter: Glossary, SYSC, SUP

  Effective Date: 23rd June 2015

• FCA 2015/18: Mortgage Credit Directive Instrument 2015

  Chapter: Glossary, TC, MIPRU, MCOB, SUP, COMP, PROF, PERG, RPPD

  Effective Date: 25th March 2015

• FCA 2015/16: Solvency II Directive (Consequential Handbook Amendments) Instrument 2015

  Chapter: Glossary, SYSC, COND, FIT, GENPRU, BIPRU, INSPRU, IPRU(FSOC), IPRU(INS), IPRU(INV), COBS, ICOBS, SUP, COMP, RCB, EG, PERG

  Effective Date: 24th March 2015