SUP 13 Annex 1A Passporting: Branch passport notifications and tied agent notifications under MiFID ITS 4A
1This annex consists of only one or more forms. Forms can be completed online now by visiting: https://www.fca.org.uk/firms/connect2 for an FCA-authorised person.
The forms can also be found through the following address:
Passporting: Branch passport notifications and tied agent notifications under MiFID II ITS 4A of MiFID – SUP 13 Annex 1AR
Part 1: Notice of intention to establish a branch or change branch particulars in another EEA State in accordance with the Markets in Financial Instruments Directive (MiFID) (Branch passport notification)2
Part 2: Notice of intention to use a tied agent established in another EEA State or to amend the details of a tied agent established in another EEA State in accordance with the Markets in Financial Instruments Directive (MiFID) (tied agent passport notification)2
Part 3: Notice of the termination of the operation of a branch or cessation of the use of a tied agent established in another EEA State in accordance with the Markets in Financial Instruments Directive (MiFID)2