SUP 13.8 Changes of details: provision of notices to the 16appropriate UK regulator16
- (1)
Where a firm is required to submit a4 notice of a change to a branch referred to in 2 SUP 13.6.5 G (1), SUP 13.6.5BG (1), 2SUP 13.6.7 G (1), SUP 13.6.8 G2, SUP 13.6.9B R3 SUP 13.6.10 G (1) and SUP 13.6.9C G or4 a notice of a change to cross border services referred to in2 SUP 13.7.3 G (1), SUP 13.7.3AG (1), 2SUP 13.7.5 G (1) SUP 13.7.6 G2, SUP 13.7.13G and SUP 13.7.14 G7it must complete and submit that notice in accordance with the procedures set out in SUP 13.5 for notifying the establishing of a branch or the provision of cross border services.4
4272274 - (2)
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24 - (3)
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24 - (4)
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4
4The effect of SUP 13.8.1 R (1) is that a firm should submit any form, notice or application under SUP 13.8.1 R (1) in the following ways:
- (1)
A UK firm, other than a credit union, should submit it online at www.fca.org.uk16 using the ONAsystem.
1616 - (2)
If the information technology systems fail and online submission is unavailable for 24 hours or more, until such time as facilities for online submission are restored, a firm should submit it in the way set out in SUP 13.5.3 R (3) and SUP 15.7.4 R to SUP 15.7.9 G (Form and method of notification). GEN 1.3.2 R (Emergency) does not apply in these circumstances.
16 - (3)
If the information technology systems fail and online submission is unavailable for 24 hours or more, the appropriate UK regulator16 will endeavour to publish a notice on its website confirming that online submission is unavailable and that the alternative methods of submission should be used.
1616 - (4)
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16
UK firms passporting under the CRD 5 or the Insurance Directives may be required to submit the change to details notice2 in the language of the Host State as well as in English.
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