SUP 11.3 - Rule-making and Amending Instruments
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FCA 2024/32: Change in Control (Aggregation of Holdings) Instrument 2024
Chapter: SUP
Effective Date: 4th October 2024
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FCA 2014/12: Consumer Credit (Consequential and Supplementary Amendments) Instrument 2014
Chapter: Glossary, PRIN, SYSC, COND, GEN, COBS, MCOB, CASS, SUP, DEPP, DISP, CREDS, CONC, BSOG, EG, FC, PERG, UNFCOG
Effective Date: 27th February 2014
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FCA 2013/14 PRA2013/9: Legal Cutover (Controllers and Close Links) Instrument 2013
Chapter: SUP
Effective Date: 19th March 2013
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FSA 2011/2: Change of Control (Aggregation of Holdings) Instrument 2011
Chapter: SUP
Effective Date: 19th January 2011
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FSA 2009/67: Treaty of Lisbon (Consequential Handbook Amendments) Instrument 2009
Chapter: Glossary, PRIN, SYSC, GENPRU, BIPRU, INSPRU, IPRU-FSOC, IPRU-INV, COBS, ICOBS, MCOB, BCOBS, MAR, TC, SUP, DEPP, DISP, COLL, ELM, REC, PR, DTR, GEN, LR, UNFCOG
Effective Date: 27th November 2009
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FSA 2009/20: Supervision Manual (Controllers) (Amendment) Instrument 2009
Chapter: Glossary, SUP, DEPP, REC
Effective Date: 26th March 2009
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FSA 2007/58: MiFID (Deferred Matters and Consequential Amendments) Instrument 2007
Chapter: COMP, Glossary, PRIN, SYSC, COND, APER, FIT, GEN, FEES, INSPRU, IPRU-INS, IPRU-INV, COBS, ICOB, MCOB, CASS, MAR, TC, SUP, COLL, CRED, ELM, PROF, LR, PR, PERG
Effective Date: 25th October 2007
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FSA 2006/21: Handbook Administration (No 3) Instrument 2006
Chapter: Glossary, GEN, FEES, COB, ICOB, CASS, SUP, PERG
Effective Date: 22nd June 2006
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FSA 2005/9: Handbook Administration Instrument 2005
Chapter: Glossary, APER, GEN, IPRU-INV, COB, CASS, MAR, TC, ML, AUTH, SUP, ENF, DISP, COMP, CIS, CRED, ECO, LLD, REC
Effective Date: 17th February 2005
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FSA 2004/93: Controllers and Close Links Instrument 2004
Chapter: SUP
Effective Date: 18th November 2004
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FSA 2004/78: Online Submission and Mandatory Forms Instrument 2004
Chapter: SUP
Effective Date: 20th October 2004
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FSA 2004/1: Insurance Mediation and Mortgage Mediation, Lending and Administration (Prudential Provisions) Instrument 2004
Chapter: PRIN, SYSC, COND, PRU, CASS, AUTH, SUP, ENF, COMP, Glossary
Effective Date: 15th January 2004
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FSA 2002/57: Supervision Manual (Amendment No 9) Instrument 2002
Chapter: SUP
Effective Date: 19th September 2002
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FSA 2001/63: Supervision Manual (Amendment No 6) Instrument 2001
Chapter: SUP
Effective Date: 15th November 2001
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FSA 2001/38: Supervision Manual (Amendment No 2) Instrument 2001
Chapter: SUP
Effective Date: 20th September 2001