SUP 10C ANNEX 3D - Rule-making and Amending Instruments

• FCA 2020/61: Handbook Administration (No 54) Instrument 2020

  Chapter: SUP, PROD

  Effective Date: 23rd October 2020

• FCA 2020/41: Allocation of the Responsibility for Insurance Distribution Activity or Mortgage Credit Directive Credit Intermediation Activity Instrument 2020

  Chapter: MIPRU, SUP

  Effective Date: 1st October 2020

• FCA 2019/81: Individual Accountability (FCA-Authorised Firms) Instrument 2019

  Chapter: Glossary, FIT, SUP, DISP, APER, SYSC, EMPS, OMPS, SERV, CASS, CREDS, BENCH, IFPRU, COCON, CMCOB

  Effective Date: 26th July 2019

• FCA 2017/50: Handbook Administration (No 47) Instrument 2017

  Chapter: Glossary, COND, SUP, DISP, SYSC, CASS, COBS, PERG, IPRU-INV, FEES

  Effective Date: 13th September 2017

• FCA 2016/57: Individual Accountability (Regulatory References) Instrument 2016

  Chapter: Glossary, SYSC, SUP

  Effective Date: 28th September 2016

• FCA 2015/67: Accountability (Foreign Branches) Instrument 2015

  Chapter: Glossary, FIT, SUP, SYSC, CASS, COCON

  Effective Date: 16th December 2015

• FCA 2015/31: Individual Accountability Instrument 2015

  Chapter: Glossary, SYSC, FIT, SUP

  Effective Date: 7th July 2015