To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
SUP 10A.9 Significant management functions
Chapter: FCA Approved Persons
Effective Date: 27th February 2014
-
SUP 10A.5 Significant-influence functions
Chapter: FCA Approved Persons
Effective Date: 1st April 2013
-
SUP 10A.14 Changes to an FCA-approved person's details
Chapter: FCA Approved Persons
Effective Date: 5th June 2014
-
APER 3.1 Introduction
Chapter: Code of Practice for Approved Persons: general
Effective Date: 17th February 2005
-
DEPP 2.5 Provision for certain categories of decision
Chapter: Statutory notices and the allocation of decision making
Effective Date: 27th September 2007
-
SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents
Chapter: Appointed representatives
Effective Date: 20th September 2001
-
SYSC 3.2 Areas covered by systems and controls
Chapter: Systems and controlsSystems and Controls
Effective Date: 21st November 2002
-
SUP 10A.13 Application for approval and withdrawing an application for approval
Chapter: FCA Approved Persons
Effective Date: 1st April 2013
-
SUP 15.3 General notification requirements
Chapter: Notifications to the FCANotifications to the FSANotifications to the FCA or PRAFCA_2013_16_PRA_2013/11
Effective Date: 16th December 2004
-
APER 4.7 Statement of Principle 7
Chapter: Code of Practice for Approved Persons: specific
Effective Date: 26th January 2006
-
CASS 1A.3 Responsibility for CASS operational oversight
Chapter: CASS firm classification and operational oversight
Effective Date: 13th October 2010
-
SYSC 2.2 Recording the apportionment
Chapter: Senior management arrangements
Effective Date: 1st December 2001
-
SUP 10A.11 Minimising overlap with the PRA approved persons regime
Chapter: FCA Approved Persons
Effective Date: 1st April 2013
-
SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?
Chapter: Appointed representatives
Effective Date: 15th January 2004
-
APER 4.5 Statement of Principle 5
Chapter: Code of Practice for Approved Persons: specific
Effective Date: 25th September 2008