SUP 10.7 - Rule-making and Amending Instruments
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FSA 2011/14: Handbook Administration (No 21) Instrument 2011
Chapter: Glossary, SYSC, GEN, FEES, BIPRU, MIPRU, COBS, MCOB, SUP, DISP, CRED, REC, PERG
Effective Date: 24th March 2011
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FSA 2010/52: Client Assets Sourcebook (Enhancement) Instrument 2010
Chapter: Glossary, CASS, SUP
Effective Date: 13th October 2010
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FSA 2010/40: Handbook Administration (No 19) Instrument 2010
Chapter: Glossary, SYSC, COND, FIT, GEN, GENPRU, BIPRU, MCOB, SUP, DISP, COLL, LR, PERG
Effective Date: 23rd September 2010
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FSA 2008/40: Senior Management Arrangements, Systems and Controls (Extension of Common Platform Provisions) Instrument 2008
Chapter: SYSC, APER, FIT, MIPRU, IPRU-BSOC, IPRU-INV, COBS, ICOBS, SUP, COLL, CRED, ELM, PERG
Effective Date: 25th September 2008
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FSA 2008/37: Supervision Manual (Controlled Functions) (Amendment) Instrument 2008
Chapter: Glossary, SYSC, SUP
Effective Date: 24th July 2008
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FSA 2007/68: Insurance: New Conduct of Business sourcebook (Consequential Amendments) Instrument 2007
Chapter: Glossary, COND, GEN, MIPRU, COBS, CASS, SUP, CRED, ELM, PROF, PERG, UNFCOG
Effective Date: 17th December 2007
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FSA 2007/58: MiFID (Deferred Matters and Consequential Amendments) Instrument 2007
Chapter: COMP, Glossary, PRIN, SYSC, COND, APER, FIT, GEN, FEES, INSPRU, IPRU-INS, IPRU-INV, COBS, ICOB, MCOB, CASS, MAR, TC, SUP, COLL, CRED, ELM, PROF, LR, PR, PERG
Effective Date: 25th October 2007
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FSA 2007/6: Approved Persons Regime (Simplification and MiFID) Instrument 2007
Chapter: Glossary, SYSC, APER, FIT, INSPRU, MIPRU, SUP, CRED
Effective Date: 25th January 2007
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FSA 2007/9: MiFID (Miscellaneous Amendments) Instrument 2007
Chapter: PRIN, SYSC, COND, GEN, BIPRU, TC, SUP, COMP
Effective Date: 25th January 2007
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FSA 2006/50: Senior Management Arrangements, Systems and Controls (Markets in Financial Instruments and Capital Requirements Directives) Instrument 2006
Chapter: SYSC, PRIN, COND, COB, ICOB, MCOB, CASS, MAR, TC, SUP, ENF, CRED, PROF, REC
Effective Date: 23rd November 2006
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FSA 2006/43: Prudential Sourcebook for Mortgage and Home Finance Firms, and Insurance Intermediaries Instrument 2006
Chapter: Glossary, MIPRU
Effective Date: 25th October 2006
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FSA 2006/1: Money Laundering Provisions Instrument 2006
Chapter: Glossary, SYSC, COND, APER, IPRU-BANK, IPRU-BSOC, COB, ICOB, MCOB, MAR, ML, AUTH, SUP, ENF, CIS, CRED, ELM, PROF
Effective Date: 26th January 2006
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FSA 2004/102: Lloyd's Sourcebook (Integrated Prudential and Auditing and Actuarial Requirements) Instrument 2004
Chapter: LLD, SUP, Glossary
Effective Date: 16th December 2004
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FSA 2004/94: Supervision Manual (Actuaries) Instrument 2004
Chapter: COND, COB, AUTH, SUP, ENF, Glossary
Effective Date: 18th November 2004
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FSA 2004/34: New Collective Investment Schemes Sourcebook (Consequential Amendments) Instrument 2004
Chapter: SYSC, GEN, IPRU-INS, IPRU-INV, COB, ICOB, AUTH, SUP, ENF, DEC, CIS, CRED, ELM, Glossary
Effective Date: 18th March 2004
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FSA 2004/1: Insurance Mediation and Mortgage Mediation, Lending and Administration (Prudential Provisions) Instrument 2004
Chapter: PRIN, SYSC, COND, PRU, CASS, AUTH, SUP, ENF, COMP, Glossary
Effective Date: 15th January 2004
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FSA 2003/90: Client Assets Sourcebook Instrument 2003
Chapter: Reader's guide, SYSC, COB, MAR, AUTH, SUP, ENF, CIS, CRED, ELM, LLD, PROF, EMPS, FREN, OMPS, SERV, Glossary
Effective Date: 18th December 2003
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FSA 2002/68: Dealing as Principal Instrument 2002
Chapter: GEN, Glossary, MAR, SUP, SYSC
Effective Date: 21st November 2002
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FSA 2001/48: Supervision Manual (Amendment No 3) Instrument 2001
Chapter: SUP
Effective Date: 18th October 2001