SUP 10.6 - Rule-making and Amending Instruments
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FSA 2012/35: Emissions Allowance Auction Bidders Instrument 2012
Chapter: Glossary, PRIN, SYSC, APER, TC, FEES, IPRU-INV, COBS, CASS, MAR, SUP, DISP, REC, LR, PERG, EG
Effective Date: 26th July 2012
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FSA 2011/15: Controlled Functions (Amendment No 2) Instrument 2011
Chapter: Glossary, SYSC, APER, FIT, SUP, CRED
Effective Date: 24th March 2011
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FSA 2009/49: Handbook Administration (No 15) Instrument 2009
Chapter: Glossary, PRIN, SYSC, GEN, FEES, BIPRU, INSPRU, MIPRU, COBS, MCOB, MAR, SUP, DISP, COMP, COAF, COLL, CRED, RCB, REC, LR, DTR, PR, PERG
Effective Date: 24th September 2009
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FSA 2009/42: Supervision Manual (Controlled Functions) (Amendment No 2) Instrument 2009
Chapter: Glossary, APER, SUP
Effective Date: 23rd July 2009
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FSA 2008/40: Senior Management Arrangements, Systems and Controls (Extension of Common Platform Provisions) Instrument 2008
Chapter: SYSC, APER, FIT, MIPRU, IPRU-BSOC, IPRU-INV, COBS, ICOBS, SUP, COLL, CRED, ELM, PERG
Effective Date: 25th September 2008
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FSA 2007/68: Insurance: New Conduct of Business sourcebook (Consequential Amendments) Instrument 2007
Chapter: Glossary, COND, GEN, MIPRU, COBS, CASS, SUP, CRED, ELM, PROF, PERG, UNFCOG
Effective Date: 17th December 2007
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FSA 2007/58: MiFID (Deferred Matters and Consequential Amendments) Instrument 2007
Chapter: COMP, Glossary, PRIN, SYSC, COND, APER, FIT, GEN, FEES, INSPRU, IPRU-INS, IPRU-INV, COBS, ICOB, MCOB, CASS, MAR, TC, SUP, COLL, CRED, ELM, PROF, LR, PR, PERG
Effective Date: 25th October 2007
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FSA 2007/56: Handbook Administration (No 7) Instrument 2007
Chapter: Glossary, COND, FIT, GEN, FEES, IPRU-INV, COB, COBS, ICOB, MAR, SUP, DEPP, COMP, CRED, ELM, PROF, REC, LR, PR, DTR, PERG
Effective Date: 27th September 2007
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FSA 2007/14: Approved Persons Regime (Merging the Customer Functions) Instrument 2007
Chapter: Glossary, FEES, TC, SUP
Effective Date: 22nd February 2007
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FSA 2007/6: Approved Persons Regime (Simplification and MiFID) Instrument 2007
Chapter: Glossary, SYSC, APER, FIT, INSPRU, MIPRU, SUP, CRED
Effective Date: 25th January 2007
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FSA 2006/43: Prudential Sourcebook for Mortgage and Home Finance Firms, and Insurance Intermediaries Instrument 2006
Chapter: Glossary, MIPRU
Effective Date: 25th October 2006
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FSA 2004/71: Insurance Mediation and Mortgage Mediation, Lending and Administration (Miscellaneous Amendment) Instrument 2004
Chapter: AUTH, SUP, PRU, IPRU-INV, TC
Effective Date: 16th September 2004
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FSA 2004/1: Insurance Mediation and Mortgage Mediation, Lending and Administration (Prudential Provisions) Instrument 2004
Chapter: PRIN, SYSC, COND, PRU, CASS, AUTH, SUP, ENF, COMP, Glossary
Effective Date: 15th January 2004
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FSA 2003/44: With-Profits Governance Instrument 2003
Chapter: COB, SUP, Glossary
Effective Date: 19th June 2003
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FSA 2002/78: Supervision Manual (Amendment No 10 and Consequential Amendments to the Handbook) Instrument 2002
Chapter: AUTH, SUP, TC
Effective Date: 21st November 2002
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FSA 2001/48: Supervision Manual (Amendment No 3) Instrument 2001
Chapter: SUP
Effective Date: 18th October 2001