To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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REC 3.16 Information technology systems
Chapter: Notification rules for UK recognised bodies
Effective Date: 21st June 2001
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REC 3.15 Suspension of services and inability to operate facilities
Chapter: Notification rules for UK recognised bodies
Effective Date: 21st June 2001
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REC 3.14 Products, services and normal hours of operation
Chapter: Notification rules for UK recognised bodies
Effective Date: 21st June 2001
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REC 2.2 Method of satisfying the recognition requirements
Chapter: Recognition requirements
Effective Date: 15th July 2004
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REC 3.18 Membership
Chapter: Notification rules for UK recognised bodies
Effective Date: 21st June 2001
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REC 5.2 Application process
Chapter: Applications for Recognition (UK recognised bodies)
Effective Date: 21st June 2001
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REC 3.4 Key individuals and internal organisation
Chapter: Notification rules for UK recognised bodies
Effective Date: 21st June 2001
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REC 3.8 Financial and other information
Chapter: Notification rules for UK recognised bodies
Effective Date: 21st June 2001
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SYSC 3.2 Areas covered by systems and controls
Chapter: Systems and controlsSystems and Controls
Effective Date: 21st November 2002
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REC 3.13 Delegation of relevant functions
Chapter: Notification rules for UK recognised bodies
Effective Date: 21st June 2001
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REC 2.6 General safeguards for investors
Chapter: Recognition requirements
Effective Date: 15th July 2004
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SYSC 4.1 Application and purpose
Chapter: Guidance on Public Interest Disclosure Act: WhistleblowingGeneral organisational requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]2006/50General organisational requirements
Effective Date: 21st March 2002
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REC 4.2 The supervisory relationship with UK recognised bodies
Chapter: Supervision
Effective Date: 21st June 2001
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REC 3.6 Constitution and governance
Chapter: Notification rules for UK recognised bodies
Effective Date: 21st June 2001
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REC 3.20 Disciplinary action relating to members
Chapter: Notification rules for UK recognised bodies
Effective Date: 21st June 2001