To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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RCB 2.3 Determination of registration
Chapter: Applications for registration
Effective Date: 6th March 2008
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GENPRU 2.2 Capital resources
Chapter: Capital [deleted]FCA 2021/39Capital
Effective Date: 21st December 2006
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RCB 2.2 Applying for registration
Chapter: Applications for registration
Effective Date: 6th March 2008
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COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005
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LR 9.2 Requirements with continuing application
Chapter: Continuing obligations
Effective Date: 21st December 2006
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FEES 4.4 Information on which Fees are calculated
Chapter: Periodic fees
Effective Date: 27th September 2007
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PR 3.1 Approval of prospectus
Chapter: Approval and publication of prospectus
Effective Date: 16th June 2005
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DEPP 5.1 Settlement decision makers
Chapter: Settlement decision procedure
Effective Date: 26th July 2007
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RCB 6.2 Policy on decision and warning notices
Chapter: Warning and decision notices
Effective Date: 11th December 2008
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SUP 15.3 General notification requirements
Chapter: Notifications to the FCANotifications to the FSANotifications to the FCA or PRAFCA_2013_16_PRA_2013/11
Effective Date: 16th December 2004
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LR 17.3 Requirements with continuing application
Chapter: Debt and specialist securities
Effective Date: 21st December 2006