To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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RCB 2.3 Determination of registration
Chapter: Applications for registration
Effective Date: 8th December 2011
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COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005
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SUP 16.12 Integrated Regulatory Reporting
Chapter: Reporting requirements
Effective Date: 21st December 2006
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SUP 16.23 Annual Financial Crime Report
Chapter: Reporting requirements
Effective Date: 29th July 2016
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COLL 6.6B UCITS depositaries
Chapter: Operating duties and responsibilities
Effective Date: 3rd February 2016
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BIPRU 3.4 Risk weights under the standardised approach to credit risk
Chapter: Standardised credit risk
Effective Date: 21st December 2006
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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes
Chapter: Investment and borrowing powers
Effective Date: 27th July 2006
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FEES 4.4 Information on which fees are calculated
Chapter: Periodic fees
Effective Date: 27th September 2007
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COLL 6.12 Risk management policy and risk measurement
Chapter: Operating duties and responsibilities
Effective Date: 1st July 2011
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SYSC 12.1 Application
Chapter: Group risk systems and controls requirements
Effective Date: 23rd November 2006
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RCB 3.2 Annual confirmations of compliance and asset pool monitor
Chapter: Notifications
Effective Date: 8th December 2011
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SYSC 7.1 Risk control
Chapter: Risk control [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]Risk control
Effective Date: 23rd November 2006
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COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs
Chapter: Investment and borrowing powers
Effective Date: 25th February 2010
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SYSC 3.2 Areas covered by systems and controls
Chapter: Systems and controlsSystems and Controls
Effective Date: 21st November 2002
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FEES 3.2 Obligation to pay fees
Chapter: Application, Notification and Vetting Fees
Effective Date: 25th May 2006