To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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PR 3.1 Approval of prospectus
Chapter: Approval and publication of prospectus
Effective Date: 16th June 2005
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COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005
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PR 3.2 Filing and publication of prospectus
Chapter: Approval and publication of prospectus
Effective Date: 21st June 2012
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PR 2.1 General contents of prospectus
Chapter: Drawing up the prospectus
Effective Date: 16th June 2005
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PR 4.1 Use of languages
Chapter: Use of languages and third country issuers
Effective Date: 16th June 2005
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PR 3.4 Supplementary prospectus
Chapter: Approval and publication of prospectus
Effective Date: 28th June 2007
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COLL 6.12 Risk management policy and risk measurement
Chapter: Operating duties and responsibilities
Effective Date: 1st July 2011
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MAR 10.4 Position reporting
Chapter: Commodity derivative position limits and controls, and position reporting
Effective Date: 3rd July 2017
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DEPP 2.5 Provision for certain categories of decision
Chapter: Statutory notices and the allocation of decision making
Effective Date: 27th September 2007
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LR 2.2 Requirements for all securities
Chapter: Requirements for listing
Effective Date: 28th June 2007
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PR 2.3 Minimum information to be included in a prospectus
Chapter: Drawing up the prospectus
Effective Date: 28th June 2007
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REC 4.2D Suspension and removal of financial instruments from trading by the FCA
Chapter: Supervision
Effective Date: 25th January 2007
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DTR 6.2 Filing information and use of language
Chapter: Continuing obligations and access to information
Effective Date: 21st June 2012
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DTR 1B.1 Application and purpose (Corporate governance)
Chapter: Introduction (Corporate governance)
Effective Date: 26th June 2008
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SYSC 5.2
Chapter: Employees, agents and other relevant persons [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]Employees, agents and other relevant persons
Effective Date: 23rd June 2015
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SUP 18.2 Insurance business transfers
Chapter: Transfers of business
Effective Date: 18th November 2004
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COLL 11.6 Winding up, merger and division of master UCITS
Chapter: Master-feeder arrangements under the UCITS DirectiveMaster-feeder arrangements for UCITS schemes
Effective Date: 27th June 2013