To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)
Chapter: Financial promotion and related activities
Effective Date: 1st July 2005
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PERG 2.7 Activities: a broad outline
Chapter: Authorisation and regulated activities
Effective Date: 1st July 2005
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PERG 2.6 Specified investments: a broad outline
Chapter: Authorisation and regulated activities
Effective Date: 1st July 2005
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PERG 8.4 Invitation or inducement
Chapter: Financial promotion and related activities
Effective Date: 1st July 2005
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COB 2.3 Reliance on others
Chapter: Rules which apply to all firms conducting designated investment business
Effective Date: 18th December 2003
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PERG 8.14 Other financial promotions
Chapter: Financial promotion and related activities
Effective Date: 1st July 2005
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PERG 5.8 The regulated activities: advising on contracts of insurance
Chapter: Guidance on insurance distribution activitiesGuidance on insurance mediation activities
Effective Date: 1st July 2005
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PERG 7.3 Does the activity require authorisation?
Chapter: Periodical publications, news services and broadcasts: applications for certification
Effective Date: 1st July 2005
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PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance
Chapter: Guidance on insurance distribution activitiesGuidance on insurance mediation activities
Effective Date: 1st July 2005
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PERG 5.11 Other aspects of exclusions
Chapter: Guidance on insurance distribution activitiesGuidance on insurance mediation activities
Effective Date: 1st July 2005
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PERG 2.11 What to do now ?
Chapter: Authorisation and regulated activities
Effective Date: 1st July 2005
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PERG 8.28 Advice or information
Chapter: Financial promotion and related activities
Effective Date: 1st July 2005
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PERG 2.8 Exclusions applicable to particular regulated activities
Chapter: Authorisation and regulated activities
Effective Date: 1st July 2005
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SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order
Chapter: Guidance on passporting issuesGuidance on passporting issues [deleted]
Effective Date: 20th May 2004
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COLL 6.3 Valuation and pricing
Chapter: Operating duties and responsibilities
Effective Date: 1st April 2004
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DISP App 1.2 Eligible complaint
Chapter: Relevant Existing ComplaintsHandling Mortgage Endowment Complaints
Effective Date: 1st April 2002
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DISP App 1.4 Time limits
Chapter: Relevant Existing ComplaintsHandling Mortgage Endowment Complaints
Effective Date: 1st April 2002
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PERG 4.11 Link between activities and the United Kingdom
Chapter: Guidance on regulated activities connected with mortgages
Effective Date: 1st July 2005