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FCA Handbook
PERG
PERG 8

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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.22 The Internet

Chapter: Financial promotion and related activities

Effective Date: 1st July 2005
PERG 8.4 Invitation or inducement

Chapter: Financial promotion and related activities

Effective Date: 15th September 2005
PERG 8.6 Communicate

Chapter: Financial promotion and related activities

Effective Date: 15th September 2005
PERG 8.14 Other financial promotions

Chapter: Financial promotion and related activities

Effective Date: 15th September 2005
PERG 8.12 Exemptions applying to all controlled activities

Chapter: Financial promotion and related activities

Effective Date: 15th September 2005
PERG 8.32 Arranging deals in investments

Chapter: Financial promotion and related activities

Effective Date: 1st July 2005
PERG 8.10 Types of financial promotion

Chapter: Financial promotion and related activities

Effective Date: 1st July 2005
PERG 8.21 Company statements, announcements and briefings

Chapter: Financial promotion and related activities

Effective Date: 15th September 2005
PERG 7.4 Does the article 54 exclusion apply?

Chapter: Periodical publications, news services and broadcasts: applications for certification

Effective Date: 25th October 2006
COBS 4.10 Systems and controls and approving and communicating financial promotions

Chapter: Communicating with clients, including financial promotions

Effective Date: 1st November 2007
COBS 4.1 Application

Chapter: Communicating with clients, including financial promotions

Effective Date: 24th May 2007
MCOB 9.4 Content of illustrations

Chapter: Lifetime Mortgage: product disclosure2006/45Equity release: product disclosure

Effective Date: 19th February 2004
COBS 4.5 Communicating with retail clients

Chapter: Communicating with clients, including financial promotions

Effective Date: 1st November 2007
PERG 7.6 Applications for a certificate

Chapter: Periodical publications, news services and broadcasts: applications for certification

Effective Date: 27th September 2007
PERG 8.7 Engage in investment activity

Chapter: Financial promotion and related activities

Effective Date: 1st July 2005
PERG 8.8 Having an effect in the United Kingdom

Chapter: Financial promotion and related activities

Effective Date: 15th September 2005
ICOB 3.2 Application: who?

Chapter: Financial promotion

Effective Date: 14th January 2005
MCOB 5.6 Content of illustrations

Chapter: Pre-application disclosure

Effective Date: 19th February 2004
PERG 9.10 Significance of being an open-ended investment company

Chapter: Meaning of open-ended investment company

Effective Date: 15th September 2005
SUP 6.4 Applications for cancellation of permission

Chapter: Applications to vary and cancel Part IV permissionApplications to vary and cancel Part 4A permission and to impose, vary or cancel requirements

Effective Date: 15th January 2004

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