To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
PERG 8.12 Exemptions applying to all controlled activities
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
-
PERG 8.14 Other financial promotions
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
-
PERG 8.19 Additional restriction on the promotion of life policies
Chapter: Financial promotion and related activities
Effective Date: 24th September 2009
-
PERG 8.4 Invitation or inducement
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
-
FEES 4.4 Information on which fees are calculated
Chapter: Periodic fees
Effective Date: 27th September 2007
-
SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order
Chapter: Guidance on passporting issuesGuidance on passporting issues [deleted]
Effective Date: 16th December 2004
-
PERG 2.10 Persons carrying on regulated activities who do not need authorisation
Chapter: Authorisation and regulated activities
Effective Date: 28th September 2006
-
SYSC 4.6
Chapter: Guidance on Public Interest Disclosure Act: WhistleblowingGeneral organisational requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]2006/50General organisational requirements
Effective Date: 23rd June 2015
-
PERG 8.36 Illustrative tables
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
-
PERG 8.17 Financial promotions concerning agreements for qualifying credit
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
-
PERG 2.8 Exclusions applicable to particular regulated activities
Chapter: Authorisation and regulated activities
Effective Date: 15th September 2005
-
PERG 8.21 Company statements, announcements and briefings
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
-
PERG 2.7 Activities: a broad outline
Chapter: Authorisation and regulated activities
Effective Date: 22nd June 2006
-
SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements
Chapter: Applications to vary and cancel Part IV permissionApplications to vary and cancel Part 4A permission and to impose, vary or cancel requirements
Effective Date: 20th December 2001
-
PERG 10.5 Employers and affinity groups (such as trade unions)
Chapter: Guidance on activities related to pension schemes
Effective Date: 28th September 2006
-
PERG 5.12 Link between activities and the United Kingdom
Chapter: Guidance on insurance distribution activitiesGuidance on insurance mediation activities
Effective Date: 15th December 2005
-
PERG 5.3 Contracts of insurance
Chapter: Guidance on insurance distribution activitiesGuidance on insurance mediation activities
Effective Date: 24th March 2015
-
PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
-
SUP 16.23 Annual Financial Crime Report
Chapter: Reporting requirements
Effective Date: 29th July 2016