To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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PERG 2.6 Specified investments: a broad outline
Chapter: Authorisation and regulated activities
Effective Date: 15th September 2005
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PERG 2.7 Activities: a broad outline
Chapter: Authorisation and regulated activities
Effective Date: 1st July 2005
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COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005
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PERG 2.8 Exclusions applicable to particular regulated activities
Chapter: Authorisation and regulated activities
Effective Date: 15th September 2005
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PERG 2.11 What to do now ?
Chapter: Authorisation and regulated activities
Effective Date: 1st July 2005
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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances
Chapter: Authorisation and regulated activities
Effective Date: 15th September 2005
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PERG 8.36 Illustrative tables
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
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PERG 8.14 Other financial promotions
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes
Chapter: Investment and borrowing powers
Effective Date: 1st April 2004
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PERG 8.12 Exemptions applying to all controlled activities
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
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PERG 2.5 Investments and activities: general
Chapter: Authorisation and regulated activities
Effective Date: 1st July 2005
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PERG 8.25 Advice must relate to an investment which is a security or contractually based investment
Chapter: Financial promotion and related activities
Effective Date: 1st July 2005
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PERG 8.21 Company statements, announcements and briefings
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
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REC 2.6 General safeguards for investors
Chapter: Recognition requirements
Effective Date: 15th July 2004
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SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order
Chapter: Guidance on passporting issuesGuidance on passporting issues [deleted]
Effective Date: 20th May 2004
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PERG 7.3 Does the activity require authorisation?
Chapter: Periodical publications, news services and broadcasts: applications for certification
Effective Date: 1st July 2005
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PERG 8.17 Financial promotions concerning agreements for qualifying credit
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005