To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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PERG 2.7 Activities: a broad outline
Chapter: Authorisation and regulated activities
Effective Date: 22nd June 2006
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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances
Chapter: Authorisation and regulated activities
Effective Date: 15th September 2005
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PERG 2.8 Exclusions applicable to particular regulated activities
Chapter: Authorisation and regulated activities
Effective Date: 15th September 2005
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PERG 4.11 Link between activities and the United Kingdom
Chapter: Guidance on regulated activities connected with mortgages
Effective Date: 27th September 2007
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FEES 4.4 Information on which Fees are calculated
Chapter: Periodic fees
Effective Date: 27th September 2007
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PERG 2.5 Investments and activities: general
Chapter: Authorisation and regulated activities
Effective Date: 28th September 2006
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PERG 16.1 Introduction
Chapter: Scope of the Alternative Investment Fund Managers DirectiveScope of the Alternative Investment Fund Managers Regime
Effective Date: 22nd July 2013
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SYSC 4.1 General requirements
Chapter: Guidance on Public Interest Disclosure Act: WhistleblowingGeneral organisational requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]2006/50General organisational requirements
Effective Date: 21st March 2002
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SUP 15.3 General notification requirements
Chapter: Notifications to the FCANotifications to the FSANotifications to the FCA or PRAFCA_2013_16_PRA_2013/11
Effective Date: 16th December 2004
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CASS 6.1 Application
Chapter: Custody : MiFID business rules2008/45
Effective Date: 25th October 2007
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SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order
Chapter: Guidance on passporting issuesGuidance on passporting issues [deleted]
Effective Date: 20th May 2004
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PERG 2.10 Persons carrying on regulated activities who do not need authorisation
Chapter: Authorisation and regulated activities
Effective Date: 28th September 2006
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PERG 7.3 Does the activity require authorisation?
Chapter: Periodical publications, news services and broadcasts: applications for certification
Effective Date: 25th October 2006
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PERG 2.11 Persons who are exempt for credit-related regulated activities
Chapter: Authorisation and regulated activities
Effective Date: 27th September 2007
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PERG 5.11 Other aspects of exclusions
Chapter: Guidance on insurance distribution activitiesGuidance on insurance mediation activities
Effective Date: 25th October 2006
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PERG 8.37 AIFMD Marketing
Chapter: Financial promotion and related activities
Effective Date: 27th June 2013
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FEES 3.2 Obligation to pay fees
Chapter: Application, Notification and Vetting Fees
Effective Date: 25th May 2006
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DISP 1.1 Purpose and application
Chapter: Complaint handling procedures for firms
Effective Date: 20th December 2001