To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
PERG 2.7 Activities: a broad outline
Chapter: Authorisation and regulated activities
Effective Date: 22nd June 2006
-
PERG 8.12 Exemptions applying to all controlled activities
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
-
PERG 8.14 Other financial promotions
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
-
PERG 2.6 Specified investments: a broad outline
Chapter: Authorisation and regulated activities
Effective Date: 15th September 2005
-
PERG 11.3 Guidance on land investment schemes involving planning permission arrangements
Chapter: Guidance on property investment clubs and land investment schemes
Effective Date: 6th March 2006
-
PERG 8.4 Invitation or inducement
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
-
PERG 8.36 Illustrative tables
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
-
PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
-
SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements
Chapter: Applications to vary and cancel Part IV permissionApplications to vary and cancel Part 4A permission and to impose, vary or cancel requirements
Effective Date: 20th December 2001
-
PERG 8.24 Advising on investments
Chapter: Financial promotion and related activities
Effective Date: 1st July 2005
-
PERG 2.5 Investments and activities: general
Chapter: Authorisation and regulated activities
Effective Date: 28th September 2006
-
PERG 9.10 Significance of being an open-ended investment company
Chapter: Meaning of open-ended investment company
Effective Date: 15th September 2005
-
PERG 7.3 Does the activity require authorisation?
Chapter: Periodical publications, news services and broadcasts: applications for certification
Effective Date: 25th October 2006
-
COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005
-
PERG 8.7 Engage in investment activity
Chapter: Financial promotion and related activities
Effective Date: 9th February 2011
-
COLL 8.5 Powers and responsibilities
Chapter: Qualified investor schemes
Effective Date: 27th July 2006
-
PERG 8.17 Financial promotions concerning agreements for qualifying credit
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
-
PERG 8.17-A Financial promotions concerning consumer credit and consumer hire
Chapter: Financial promotion and related activities
Effective Date: 27th February 2014
-
SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order
Chapter: Guidance on passporting issuesGuidance on passporting issues [deleted]
Effective Date: 20th May 2004
-
PERG 10.5 Employers and affinity groups (such as trade unions)
Chapter: Guidance on activities related to pension schemes
Effective Date: 28th September 2006