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PDCOB 15.1 Notifications general provisions

PDCOB 15.1.1G

1This chapter sets out the requirements imposed on firms to notify the FCA of certain issues. In addition to the requirements set out in this chapter, firms must also comply with the notification requirement contained in SYSC 3.2.24R or SYSC 4.1.5CR, as applicable.

PDCOB 15.1.2G

1Firms are reminded that PDCOB also imposes requirements to notify customers of certain matters. Those requirements are set out elsewhere in PDCOB.