To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
MCOB 5.6 Content of illustrations
Chapter: Pre-application disclosure
Effective Date: 19th February 2004
-
MCOB 9.4 Content of illustrations
Chapter: Lifetime Mortgage: product disclosure2006/45Equity release: product disclosure
Effective Date: 19th February 2004
-
MCOB 5.4 Mortgage illustrations: general
Chapter: Pre-application disclosure
Effective Date: 19th February 2004
-
COBS 5.1 The distance marketing disclosure rules
Chapter: Distance communications
Effective Date: 24th May 2007
-
COBS 4.5 Communicating with retail clients
Chapter: Communicating with clients, including financial promotions
Effective Date: 1st November 2007
-
CASS 6.1 Application
Chapter: Custody : MiFID business rules2008/45
Effective Date: 25th October 2007
-
CASS 6.2 Holding of client assets
Chapter: Custody : MiFID business rules2008/45
Effective Date: 25th January 2007
-
MCOB 13.4 Arrears: provision of information to the customer of a regulated mortgage contract
Chapter: Arrears and repossessionsArrears and repossessions: regulated mortgage contracts and home purchase plans
Effective Date: 25th October 2006
-
COBS 14.2 Providing product information to clients
Chapter: Providing product information to clients
Effective Date: 26th July 2007
-
COBS 16.6 Life insurance contracts – communications to clients
Chapter: Reporting information to clients
Effective Date: 25th October 2007
-
MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages
Chapter: Lifetime Mortgage: product disclosure2006/45Equity release: product disclosure
Effective Date: 25th October 2006
-
ICOBS 6.4 Pre- and post-contract information: protection policies
Chapter: Product Information
Effective Date: 6th January 2008
-
PERG 8.10 Types of financial promotion
Chapter: Financial promotion and related activities
Effective Date: 1st July 2005
-
COBS 7.2 Information to be provided by the insurance intermediary
Chapter: Insurance mediation
Effective Date: 26th July 2007
-
PERG 8.30 Medium used to give advice or information
Chapter: Financial promotion and related activities
Effective Date: 1st July 2005
-
COBS 4.4 Compensation information
Chapter: Communicating with clients, including financial promotions
Effective Date: 1st November 2007
-
COBS 9.6 Special rules for giving basic advice on a stakeholder product
Chapter: Suitability (including basic advice)
Effective Date: 26th July 2007