To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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MCOB 1.2 General application: who? what?
Chapter: Application and purpose
Effective Date: 19th May 2005
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SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?
Chapter: Appointed representatives
Effective Date: 15th January 2004
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CONC 1.2 Who? What? Where?
Chapter: Application and purpose and guidance on financial difficulties
Effective Date: 24th July 2014
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MCOB 1.5 Application to appointed representatives
Chapter: Application and purpose
Effective Date: 31st October 2004
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MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements
Chapter: Application and purpose
Effective Date: 19th February 2004
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SUP 12.5 Contracts: required terms
Chapter: Appointed representatives
Effective Date: 21st November 2002
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SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents
Chapter: Appointed representatives
Effective Date: 20th September 2001
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SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agents?
Chapter: Appointed representatives
Effective Date: 25th January 2007
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PERG 4.12 Appointed representatives
Chapter: Guidance on regulated activities connected with mortgages
Effective Date: 27th February 2014
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SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms
Chapter: Information gathering by the FSA on its own initiative Information gathering by the appropriate regulator on its own initiativeFCA 2014/14Information gathering by the FCA or PRA on its own initiativeFCA 2014/21
Effective Date: 26th July 2007
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MCOB 1.3 General application: where?
Chapter: Application and purpose
Effective Date: 15th January 2004
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SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent
Chapter: Appointed representatives
Effective Date: 20th October 2004
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SUP 12.1 Application and purpose
Chapter: Appointed representatives
Effective Date: 15th January 2004
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PERG 2.10 Persons carrying on regulated activities who do not need authorisation
Chapter: Authorisation and regulated activities
Effective Date: 28th September 2006
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PERG 5.13 Appointed representatives
Chapter: Guidance on insurance distribution activitiesGuidance on insurance mediation activities
Effective Date: 27th February 2014
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GEN 5.1 Application and purpose
Chapter: The FSA logo and the Key facts logoRegulators' logos and the Key facts logo
Effective Date: 16th January 2003
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PERG 8.14 Other financial promotions
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
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SYSC 5.2 Certification regime
Chapter: Employees, agents and other relevant persons [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]Employees, agents and other relevant persons
Effective Date: 23rd June 2015