To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
SUP 15.3 General notification requirements
Chapter: Notifications to the FCANotifications to the FSANotifications to the FCA or PRAFCA_2013_16_PRA_2013/11
Effective Date: 16th December 2004
-
MAR 6.4 Systematic internaliser reporting requirement
Chapter: Systematic internalisersSystematic Internalisers
Effective Date: 1st November 2007
-
SUP 15.7 Form and method of notification
Chapter: Notifications to the FCANotifications to the FSANotifications to the FCA or PRAFCA_2013_16_PRA_2013/11
Effective Date: 21st March 2002
-
GENPRU 2.2 Capital resources
Chapter: Capital [deleted]FCA 2021/39Capital
Effective Date: 21st December 2006
-
IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards
Chapter: Supervisory processes and governance [deleted]FCA 2021/39Supervisory processes and governance
Effective Date: 30th January 2014
-
SUP 15.5 Core information requirements
Chapter: Notifications to the FCANotifications to the FSANotifications to the FCA or PRAFCA_2013_16_PRA_2013/11
Effective Date: 21st July 2005
-
REC 2.16A Operation of a multilateral trading facility
Chapter: Recognition requirements
Effective Date: 25th January 2007
-
IFPRU 4.12 Securitisation
Chapter: Credit risk [deleted]FCA 2021/39Credit risk
Effective Date: 30th January 2014
-
DTR 5.4 Aggregation of managed holdings
Chapter: Vote Holder and Issuer Notification Rules
Effective Date: 22nd March 2007
-
REC 2.5 Systems and controls and conflicts
Chapter: Recognition requirements
Effective Date: 15th July 2004
-
SUP 13.7 Changes to cross border services
Chapter: Exercise of passport rights by UK firmsExercise of passport rights by UK firms [deleted]
Effective Date: 21st June 2001
-
IFPRU 8.1 Prudential consolidation
Chapter: Prudential consolidation and large exposures [deleted]FCA 2021/39Prudential consolidation and large exposuresFCA 2013/76
Effective Date: 1st January 2014
-
SUP 15A.1 Application and notifications under EMIR
Chapter: Application and notifications under EMIR
Effective Date: 19th March 2013
-
LR 5.4A Transfer between listing categories: Equity shares
Chapter: Suspending, cancelling and restoring listingSuspending, cancelling and restoring listing: All securitiesSuspending, cancelling and restoring listing and reverse takeovers: All securities
Effective Date: 24th September 2009
-
SUP 13.6 Changes to branches
Chapter: Exercise of passport rights by UK firmsExercise of passport rights by UK firms [deleted]
Effective Date: 18th October 2001
-
REC 3.14A Operation of a regulated market or MTF
Chapter: Notification rules for UK recognised bodies
Effective Date: 25th January 2007
-
IFPRU 3.2 Capital
Chapter: Own funds [deleted]FCA 2021/39FCA 2013/74Own funds
Effective Date: 30th January 2014
-
REC 3.26 Proposals to make regulatory provision
Chapter: Notification rules for UK recognised bodies
Effective Date: 6th December 2007