To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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APER 4.1 Statement of Principle 1
Chapter: Code of Practice for Approved Persons: specific
Effective Date: 15th September 2005
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MAR 1.6 Market abuse (manipulating transactions)
Chapter: The Code of Market ConductThe Code of Market Conduct
Effective Date: 1st October 2005
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MAR 1.9 Market abuse (misleading behaviour) & market abuse (distortion)
Chapter: The Code of Market ConductThe Code of Market Conduct
Effective Date: 1st October 2005
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MAR 1.2 Market Abuse: general
Chapter: The Code of Market ConductThe Code of Market Conduct
Effective Date: 20th June 2002
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MAR 1.3 Market abuse (insider dealing)
Chapter: The Code of Market ConductThe Code of Market Conduct
Effective Date: 1st October 2005
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COBS 12.4 Research recommendations: required disclosures
Chapter: Investment research
Effective Date: 27th September 2007
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MAR 1.1 Application and interpretation
Chapter: The Code of Market ConductThe Code of Market Conduct
Effective Date: 20th June 2002
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LR 14.3 Continuing obligations
Chapter: Secondary listing of overseas companies2009/54Secondary listing of companiesStandard listing (shares)2010/72009/54
Effective Date: 21st December 2006
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SUP 15.10 Reporting suspicious transactions (market abuse)
Chapter: Notifications to the FCANotifications to the FSANotifications to the FCA or PRAFCA_2013_16_PRA_2013/11
Effective Date: 17th March 2005
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MAR 1.4 Market abuse (improper disclosure)
Chapter: The Code of Market ConductThe Code of Market Conduct
Effective Date: 19th July 2001
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LR 9.2 Requirements with continuing application
Chapter: Continuing obligations
Effective Date: 21st December 2006
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LR 17.3 Requirements with continuing application
Chapter: Debt and specialist securities
Effective Date: 21st December 2006
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APER 4.3 Statement of Principle 3
Chapter: Code of Practice for Approved Persons: specific
Effective Date: 25th October 2007
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LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4
Chapter: Fees and financial penalty income FCA 2013/85Annual Financial Report for certain listed companiesAnnual Financial Report for certain listed companies [deleted]
Effective Date: 15th December 2005
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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases
Chapter: Penalties
Effective Date: 25th February 2010