To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
MAR 1.3 Market abuse (insider dealing)
Chapter: The Code of Market ConductThe Code of Market Conduct
Effective Date: 1st October 2005
-
MAR 1.8 Market abuse (dissemination)
Chapter: The Code of Market ConductThe Code of Market Conduct
Effective Date: 19th July 2001
-
MAR 1.2 Market Abuse: general
Chapter: The Code of Market ConductThe Code of Market Conduct
Effective Date: 20th June 2002
-
MAR 1.6 Market abuse (manipulating transactions)
Chapter: The Code of Market ConductThe Code of Market Conduct
Effective Date: 1st October 2005
-
LR 5.2 Cancelling listing
Chapter: Suspending, cancelling and restoring listingSuspending, cancelling and restoring listing: All securitiesSuspending, cancelling and restoring listing and reverse takeovers: All securities
Effective Date: 28th June 2007
-
MAR 1.4 Market abuse (improper disclosure)
Chapter: The Code of Market ConductThe Code of Market Conduct
Effective Date: 19th July 2001
-
PERG 2.6 Specified investments: a broad outline
Chapter: Authorisation and regulated activities
Effective Date: 15th September 2005
-
REC 4.2D Suspension and removal of financial instruments from trading
Chapter: Supervision
Effective Date: 25th January 2007
-
LR 12.4 Purchase of own equity shares
Chapter: Dealing in own securities and treasury shares
Effective Date: 28th June 2007
-
LR 9.2 Requirements with continuing application
Chapter: Continuing obligations
Effective Date: 21st December 2006
-
GENPRU 2.2 Capital resources
Chapter: Capital [deleted]FCA 2021/39Capital
Effective Date: 21st December 2006
-
LR 14.3 Continuing obligations
Chapter: Secondary listing of overseas companies2009/54Secondary listing of companiesStandard listing (shares)2010/72009/54
Effective Date: 21st December 2006
-
DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments
Chapter: Vote Holder and Issuer Notification Rules
Effective Date: 26th February 2009
-
DTR 5.1 Notification of the acquisition or disposal of major shareholdings
Chapter: Vote Holder and Issuer Notification Rules
Effective Date: 21st December 2006
-
DTR 5.8 Procedures for the notification and disclosure of major holdings
Chapter: Vote Holder and Issuer Notification Rules
Effective Date: 22nd March 2007
-
CASS 6.1 Application
Chapter: Custody : MiFID business rules2008/45
Effective Date: 25th October 2007
-
LR 5.4A Transfer between listing categories: Equity shares
Chapter: Suspending, cancelling and restoring listingSuspending, cancelling and restoring listing: All securitiesSuspending, cancelling and restoring listing and reverse takeovers: All securities
Effective Date: 24th September 2009
-
SYSC 19A.3 Remuneration principles for banks, building societies and investment firms
Chapter: Remuneration Code
Effective Date: 1st January 2011