To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
MAR 1.3 Behaviour
Chapter: The Code of Market ConductThe Code of Market Conduct
Effective Date: 1st December 2001
-
MAR 1.8 Requiring or encouraging
Chapter: The Code of Market ConductThe Code of Market Conduct
Effective Date: 19th July 2001
-
MAR 1.2 The regular user test
Chapter: The Code of Market ConductThe Code of Market Conduct
Effective Date: 20th June 2002
-
MAR 1.6 Distortion
Chapter: The Code of Market ConductThe Code of Market Conduct
Effective Date: 19th July 2001
-
MAR 1.4 Misuse of information
Chapter: The Code of Market ConductThe Code of Market Conduct
Effective Date: 19th July 2001
-
REC 2.6 General safeguards for investors
Chapter: Recognition requirements
Effective Date: 15th July 2004
-
MCOB 9.4 Content of illustrations
Chapter: Lifetime Mortgage: product disclosure2006/45Equity release: product disclosure
Effective Date: 19th February 2004
-
MCOB 5.6 Content of illustrations
Chapter: Pre-application disclosure
Effective Date: 19th February 2004
-
COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 1st April 2004
-
MAR 1.10 Statement of policy on penalties
Chapter: The Code of Market ConductThe Code of Market Conduct
Effective Date: 1st December 2001
-
SUP App 3.9 Mapping of the Investment Services Directive and Banking Consolidation Directive to the Regulated Activities Order
Chapter: Guidance on passporting issuesGuidance on passporting issues [deleted]
Effective Date: 20th May 2004
-
REC 3.15 Suspension of services and inability to operate facilities
Chapter: Notification rules for UK recognised bodies
Effective Date: 21st June 2001
-
REC 3.14 Products, services and normal hours of operation
Chapter: Notification rules for UK recognised bodies
Effective Date: 21st June 2001
-
DISP App 1.2 Eligible complaint
Chapter: Relevant Existing ComplaintsHandling Mortgage Endowment Complaints
Effective Date: 1st April 2002
-
COB 11.2 Relationship with the scheme
Chapter: Trustee and depositary activities
Effective Date: 17th July 2003
-
COB 11.7 Record Keeping
Chapter: Trustee and depositary activities
Effective Date: 1st December 2001
-
MAR 1.1 Application
Chapter: The Code of Market ConductThe Code of Market Conduct
Effective Date: 20th June 2002