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You are viewing the version of the document as on 2023-09-29.

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    2023-09-29

LR TR 15 Transitional Provisions for a prospectus approved before IP completion day

1(1)

(2)

Material to which the Transitional Provision applies

(3)

(4)

Transitional Provision

(5)

Transitional Provision: dates in force

(6)

Handbook Provision: coming into force

1.

LR 2.2.10R,2 LR 3.3.2R, LR 3.3.6R, LR 3.4.4R, LR 6.2.1R, LR 6.2.2G, LR 6.7.1R, LR 6.12.2G,2 LR 8.2.1R, LR 8.4.1R, LR 8.4.3R(3), LR 8.4.8R,2 LR 8.4.9R(3), LR 9.2.18R, LR 13.1.3R, LR 13.4.1R, LR 13.6.1R LR 21.6.14R and LR 21.8.27R. 2

R

For the purposes of these rules references to a prospectus include:2

(1) a prospectus referred to under regulation 74 of The Prospectus (Amendment etc.) (EU Exit) Regulations 2019; and2

(2) a prospectus approved by the FCA before IP completion day.2

For LR 3.3.6R, a period of six years following IP completion day3.2

For LR 13.1.3R, LR 13.4.1R and LR 13.6.1R, an indefinite period of time.2

For all other provisions, 12 months following IP completion day3.2

IP completion day3

22.

LR 3.4.7R

R

For the purposes of this rule, references to a base prospectus include:2

(1) a prospectus referred to under regulation 74 of The Prospectus (Amendment etc.) (EU Exit) Regulations 2019; and2

(2) a base prospectus approved by the FCA before IP completion day.2

For 12 months following IP completion day3

IP completion day3

23.

LR 8.4.3R(1)

R

For a prospectus referred to under regulation 74 of The Prospectus (Amendment etc.) (EU Exit) Regulations 2019, a sponsor must submit a completed Sponsor’s Declaration on an Application for Listing to the FCA at a time to be agreed with the FCA.

For 12 months following IP completion day3

IP completion day3

24.

LR 8.4.3R(4)

R

For a prospectus referred to under regulation 74 of The Prospectus (Amendment etc.) (EU Exit) Regulations 2019, the letter referred to in LR 8.4.3R(4) must be submitted to the FCA at a time to be agreed with the FCA.

For 12 months following IP completion day3

IP completion day3

25.

LR 8.4.9R(1)

R

For a prospectus referred to under regulation 74 of The Prospectus (Amendment etc.) (EU Exit) Regulations 2019, a sponsor must submit a completed Sponsor’s Declaration on an Application for Listing to the FCA at a time to be agreed with the FCA.

For 12 months following IP completion day3

IP completion day3