To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
PERG 2.6 Specified investments: a broad outline
Chapter: Authorisation and regulated activities
Effective Date: 1st July 2005
-
COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005
-
PERG 2.7 Activities: a broad outline
Chapter: Authorisation and regulated activities
Effective Date: 1st July 2005
-
PERG 8.14 Other financial promotions
Chapter: Financial promotion and related activities
Effective Date: 1st July 2005
-
PERG 2.8 Exclusions applicable to particular regulated activities
Chapter: Authorisation and regulated activities
Effective Date: 1st July 2005
-
COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes
Chapter: Investment and borrowing powers
Effective Date: 1st April 2004
-
PERG 2.11 What to do now ?
Chapter: Authorisation and regulated activities
Effective Date: 1st July 2005
-
LR 13.5 Financial information in Class 1 Circulars
Chapter: Contents of circulars
Effective Date: 1st July 2005
-
PERG 2.9 Regulated activities: exclusions applicable in certain circumstances
Chapter: Authorisation and regulated activities
Effective Date: 1st July 2005
-
PERG 8.36 Illustrative tables
Chapter: Financial promotion and related activities
Effective Date: 1st July 2005
-
COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary
Chapter: Operating duties and responsibilities
Effective Date: 21st April 2005
-
LR 9.2 Requirements with continuing application
Chapter: Continuing obligations
Effective Date: 1st July 2005
-
LR 11.1 Related party transactions
Chapter: Related party transactions
Effective Date: 16th June 2005
-
PERG 8.12 Exemptions applying to all controlled activities
Chapter: Financial promotion and related activities
Effective Date: 1st July 2005
-
COLL 8.4 Investment and borrowing powers
Chapter: Qualified investor schemes
Effective Date: 1st April 2004