To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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LR 7.1 Application and purpose
Chapter: Listing PrinciplesListing Principles: Premium listing2009/54Listing Principles and Premium Listing PrinciplesFCA 2014/48
Effective Date: 16th June 2005
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LR 9.2 Requirements with continuing application
Chapter: Continuing obligations
Effective Date: 21st December 2006
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LR 7.2 The Listing Principles
Chapter: Listing PrinciplesListing Principles: Premium listing2009/54Listing Principles and Premium Listing PrinciplesFCA 2014/48
Effective Date: 24th September 2009
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LR 14.3 Continuing obligations
Chapter: Secondary listing of overseas companies2009/54Secondary listing of companiesStandard listing (shares)2010/72009/54
Effective Date: 21st December 2006
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CREDS 2.2 General provisions
Chapter: Senior management arrangements, systems and controls
Effective Date: 21st March 2012
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COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005
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LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4
Chapter: Fees and financial penalty income FCA 2013/85Annual Financial Report for certain listed companiesAnnual Financial Report for certain listed companies [deleted]
Effective Date: 15th December 2005
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LR 12.4 Purchase of own equity shares
Chapter: Dealing in own securities and treasury shares
Effective Date: 28th June 2007
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SUP 15.3 General notification requirements
Chapter: Notifications to the FCANotifications to the FSANotifications to the FCA or PRAFCA_2013_16_PRA_2013/11
Effective Date: 16th December 2004
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SYSC 4.1 General requirements
Chapter: Guidance on Public Interest Disclosure Act: WhistleblowingGeneral organisational requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]2006/50General organisational requirements
Effective Date: 21st March 2002
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LR 9.4 Documents requiring prior approval
Chapter: Continuing obligations
Effective Date: 1st July 2005
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LR 11.1 Related party transactions
Chapter: Related party transactions
Effective Date: 16th June 2005