To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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LR 18.4 Continuing obligations
Chapter: Certificates representing certain securities
Effective Date: 1st July 2005
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COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005
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LR 14.3 Continuing obligations
Chapter: Secondary listing of overseas companies2009/54Secondary listing of companiesStandard listing (shares)2010/72009/54
Effective Date: 1st July 2005
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LR 9.2 Requirements with continuing application
Chapter: Continuing obligations
Effective Date: 1st July 2005
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LR 17.3 Requirements with continuing application
Chapter: Debt and specialist securities
Effective Date: 1st July 2005
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LR 5.2 Cancelling listing
Chapter: Suspending, cancelling and restoring listingSuspending, cancelling and restoring listing: All securitiesSuspending, cancelling and restoring listing and reverse takeovers: All securities
Effective Date: 1st July 2005
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FEES 4.4 Information on which Fees are calculated
Chapter: Periodic fees
Effective Date: 1st January 2006
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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes
Chapter: Investment and borrowing powers
Effective Date: 1st April 2004
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LR 18.2 Requirements for listing
Chapter: Certificates representing certain securities
Effective Date: 1st July 2005
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PERG 8.21 Company statements, announcements and briefings
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
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PERG 2.6 Specified investments: a broad outline
Chapter: Authorisation and regulated activities
Effective Date: 15th September 2005
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LR 2.2 Requirements for all securities
Chapter: Requirements for listing
Effective Date: 1st July 2005
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FEES 3.2 Obligation to pay fees
Chapter: Application, Notification and Vetting Fees
Effective Date: 1st January 2006
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REC 2.6 General safeguards for investors
Chapter: Recognition requirements
Effective Date: 15th July 2004
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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary
Chapter: Operating duties and responsibilities
Effective Date: 21st April 2005