To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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LR 18.2 Requirements for listing
Chapter: Certificates representing certain securities
Effective Date: 28th June 2007
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LR 18.4 Continuing obligations
Chapter: Certificates representing certain securities
Effective Date: 21st December 2006
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COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005
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LR 18.1 Application
Chapter: Certificates representing certain securities
Effective Date: 16th June 2005
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LR 5.2 Cancelling listing
Chapter: Suspending, cancelling and restoring listingSuspending, cancelling and restoring listing: All securitiesSuspending, cancelling and restoring listing and reverse takeovers: All securities
Effective Date: 28th June 2007
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LR 4.2 Contents and format of listing particulars
Chapter: Listing particulars for professional securities market and certain other securities
Effective Date: 1st July 2005
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DTR 6.1 Information requirements for issuers of shares and debt securities
Chapter: Continuing obligations and access to information
Effective Date: 21st December 2006
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RCB 2.3 Determination of registration
Chapter: Applications for registration
Effective Date: 6th March 2008
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PERG 8.21 Company statements, announcements and briefings
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary
Chapter: Operating duties and responsibilities
Effective Date: 21st April 2005
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DTR 7.2 Corporate governance statements
Chapter: Corporate governance
Effective Date: 22nd July 2010
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LR 15.2 Requirements for listing
Chapter: Investment entitiesClosed-Ended Investment Funds
Effective Date: 6th December 2007
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LR 5.4A Transfer between listing categories: Equity shares
Chapter: Suspending, cancelling and restoring listingSuspending, cancelling and restoring listing: All securitiesSuspending, cancelling and restoring listing and reverse takeovers: All securities
Effective Date: 24th September 2009
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DTR 4.1 Annual financial report
Chapter: Periodic Financial Reporting
Effective Date: 21st December 2006
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LR 17.3 Requirements with continuing application
Chapter: Debt and specialist securities
Effective Date: 21st December 2006