To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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DTR 6.1 Information requirements for issuers of shares and debt securities
Chapter: Continuing obligations and access to information
Effective Date: 21st December 2006
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COLL 6.9 Independence, names and UCITS business restrictions
Chapter: Operating duties and responsibilities
Effective Date: 23rd February 2006
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PERG 9.10 Significance of being an open-ended investment company
Chapter: Meaning of open-ended investment company
Effective Date: 15th September 2005
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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)
Chapter: Meaning of open-ended investment company
Effective Date: 1st July 2005
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COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005
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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)
Chapter: Meaning of open-ended investment company
Effective Date: 1st July 2005
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SUP 15.13 Notification by CBTL firms
Chapter: Notifications to the FCANotifications to the FSANotifications to the FCA or PRAFCA_2013_16_PRA_2013/11
Effective Date: 21st March 2016
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PERG 9.6 The investment condition (section 236(3) of the Act): general
Chapter: Meaning of open-ended investment company
Effective Date: 24th September 2009
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RCB 2.3 Determination of registration
Chapter: Applications for registration
Effective Date: 8th December 2011
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DTR 8.5 Supervision of primary information providers
Chapter: Primary Information Providers
Effective Date: 31st January 2014
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PERG 8.21 Company statements, announcements and briefings
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
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SUP 16.23 Annual Financial Crime Report
Chapter: Reporting requirements
Effective Date: 29th July 2016
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DTR 5.6 Disclosures by issuers
Chapter: Vote Holder and Issuer Notification Rules
Effective Date: 23rd September 2010
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PERG 9.4 Collective investment scheme (section 235 of the Act)
Chapter: Meaning of open-ended investment company
Effective Date: 24th March 2011
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SUP 11.9 Changes in close links
Chapter: Controllers and close links
Effective Date: 18th November 2004
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SYSC 19C.3 Remuneration principles
Chapter: BIPRU Remuneration Code [deleted]BIPRU Remuneration Code
Effective Date: 27th March 2014
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SUP 11.3 Requirements on controllers or proposed controllers under the Act
Chapter: Controllers and close links
Effective Date: 20th September 2001
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PERG 2.6 Specified investments: a broad outline
Chapter: Authorisation and regulated activities
Effective Date: 15th September 2005
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PERG 9.3 The definition
Chapter: Meaning of open-ended investment company
Effective Date: 1st July 2005
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DTR 5.8 Procedures for the notification and disclosure of major holdings
Chapter: Vote Holder and Issuer Notification Rules
Effective Date: 22nd March 2007