To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
LR 5.2 Cancelling listing
Chapter: Suspending, cancelling and restoring listingSuspending, cancelling and restoring listing: All securitiesSuspending, cancelling and restoring listing and reverse takeovers: All securities
Effective Date: 1st July 2005
-
LR 9.2 Requirements with continuing application
Chapter: Continuing obligations
Effective Date: 21st December 2006
-
LR 16.4 Transactions
Chapter: Venture capital trustsOpen-ended investment companiesOpen-ended investment companies: Premium listing [deleted]
Effective Date: 1st July 2005
-
LR 15.4 Continuing obligations
Chapter: Investment entitiesClosed-Ended Investment Funds
Effective Date: 1st July 2005
-
LR 14.3 Continuing obligations
Chapter: Secondary listing of overseas companies2009/54Secondary listing of companiesStandard listing (shares)2010/72009/54
Effective Date: 21st December 2006
-
LR 12.4 Purchase of own equity shares
Chapter: Dealing in own securities and treasury shares
Effective Date: 1st July 2005
-
LR 9.3 Continuing obligations - holders
Chapter: Continuing obligations
Effective Date: 21st December 2006
-
LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4
Chapter: Fees and financial penalty income FCA 2013/85Annual Financial Report for certain listed companiesAnnual Financial Report for certain listed companies [deleted]
Effective Date: 15th December 2005
-
LR 12.5 Purchase of own securities other than equity shares
Chapter: Dealing in own securities and treasury shares
Effective Date: 1st July 2005
-
LR 5.3 Requests to cancel or suspend
Chapter: Suspending, cancelling and restoring listingSuspending, cancelling and restoring listing: All securitiesSuspending, cancelling and restoring listing and reverse takeovers: All securities
Effective Date: 1st July 2005
-
DTR 6.1 Information requirements for issuers of shares and debt securities
Chapter: Continuing obligations and access to information
Effective Date: 21st December 2006
-
GENPRU 2.2 Capital resources
Chapter: Capital [deleted]FCA 2021/39Capital
Effective Date: 21st December 2006
-
LR 11.1 Related party transactions
Chapter: Related party transactions
Effective Date: 16th June 2005
-
COLL 6.9 Independence, names and UCITS business restrictions
Chapter: Operating duties and responsibilities
Effective Date: 23rd February 2006
-
PERG 9.10 Significance of being an open-ended investment company
Chapter: Meaning of open-ended investment company
Effective Date: 15th September 2005
-
LR 17.3 Requirements with continuing application
Chapter: Debt and specialist securities
Effective Date: 21st December 2006