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FCA Handbook
LR
LR 16

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 16.1 Application

Chapter: Venture capital trustsOpen-ended investment companiesOpen-ended investment companies: Premium listing [deleted]

Effective Date: 16th June 2005
COLL 5.2 General investment powers and limits for UCITS schemes

Chapter: Investment and borrowing powers

Effective Date: 20th January 2005
COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

Chapter: Suspension of dealings and termination of authorised funds

Effective Date: 16th September 2004
COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

Chapter: Operating duties and responsibilities

Effective Date: 21st April 2005
COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

Chapter: Investment and borrowing powers

Effective Date: 1st April 2004
COLL 6.2 Dealing

Chapter: Operating duties and responsibilities

Effective Date: 16th June 2005
COLL 8.3 Investor relations

Chapter: Qualified investor schemes

Effective Date: 1st April 2004
PERG 9.3 The definition

Chapter: Meaning of open-ended investment company

Effective Date: 1st July 2005
COLL 8.4 Investment and borrowing powers

Chapter: Qualified investor schemes

Effective Date: 1st April 2004
COLL 8.5 Powers and responsibilities

Chapter: Qualified investor schemes

Effective Date: 1st April 2004
COLL 4.5 Reports and accounts

Chapter: Investor Relations

Effective Date: 1st April 2004
COLL 6.9 Independence, names and UCITS business restrictions

Chapter: Operating duties and responsibilities

Effective Date: 1st April 2004
COLL 4.2 Pre-sale notifications

Chapter: Investor Relations

Effective Date: 1st April 2004
PERG 9.10 Significance of being an open-ended investment company

Chapter: Meaning of open-ended investment company

Effective Date: 1st July 2005
COLL 4.4 Meetings of Unitholders and service of notices

Chapter: Investor Relations

Effective Date: 1st April 2004
PERG 9.4 Collective investment scheme (section 235 of the Act)

Chapter: Meaning of open-ended investment company

Effective Date: 1st July 2005
COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

Chapter: Suspension of dealings and termination of authorised funds

Effective Date: 1st April 2004
COLL 2.1 Authorised fund applications

Chapter: Authorised fund applications

Effective Date: 1st April 2004
LR 8.4 Role of a sponsor: transactions

Chapter: Sponsors

Effective Date: 1st July 2005
COLL 3.3 Units

Chapter: Constitution

Effective Date: 1st April 2004

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