To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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LR 15.6 Notifications and periodic financial information
Chapter: Investment entitiesClosed-Ended Investment Funds
Effective Date: 1st July 2005
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LR 15.2 Requirements for listing
Chapter: Investment entitiesClosed-Ended Investment Funds
Effective Date: 1st July 2005
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LR 15.4 Continuing obligations
Chapter: Investment entitiesClosed-Ended Investment Funds
Effective Date: 1st July 2005
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COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005
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LR 9.2 Requirements with continuing application
Chapter: Continuing obligations
Effective Date: 21st December 2006
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LR 11.1 Related party transactions
Chapter: Related party transactions
Effective Date: 16th June 2005
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COLL 8.4 Investment and borrowing powers
Chapter: Qualified investor schemes
Effective Date: 23rd February 2006
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COLL 6.3 Valuation and pricing
Chapter: Operating duties and responsibilities
Effective Date: 28th September 2006
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LR 13.5 Financial information in Class 1 Circulars
Chapter: Contents of circulars
Effective Date: 28th June 2007
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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes
Chapter: Investment and borrowing powers
Effective Date: 27th July 2006
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GENPRU 2.2 Capital resources
Chapter: Capital [deleted]FCA 2021/39Capital
Effective Date: 21st December 2006
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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary
Chapter: Operating duties and responsibilities
Effective Date: 21st April 2005
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COLL 4.3 Approvals and notifications
Chapter: Investor Relations
Effective Date: 28th September 2006
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FEES 4.4 Information on which Fees are calculated
Chapter: Periodic fees
Effective Date: 27th September 2007
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SYSC 7.1 Risk control
Chapter: Risk control [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]Risk control
Effective Date: 23rd November 2006