To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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LR 15.2 Requirements for listing
Chapter: Investment entitiesClosed-Ended Investment Funds
Effective Date: 6th December 2007
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LR 15.4 Continuing obligations
Chapter: Investment entitiesClosed-Ended Investment Funds
Effective Date: 6th December 2007
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COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005
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LR 15.5 Transactions
Chapter: Investment entitiesClosed-Ended Investment Funds
Effective Date: 28th June 2007
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LR 15.6 Notifications and periodic financial information
Chapter: Investment entitiesClosed-Ended Investment Funds
Effective Date: 6th December 2007
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LR 13.5 Financial information in Class 1 Circulars
Chapter: Contents of circulars
Effective Date: 28th June 2007
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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes
Chapter: Investment and borrowing powers
Effective Date: 27th July 2006
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LR 11.1 Related party transactions
Chapter: Related party transactions
Effective Date: 16th June 2005
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COLL 8.4 Investment and borrowing powers
Chapter: Qualified investor schemes
Effective Date: 23rd February 2006
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COLL 4.3 Approvals and notifications
Chapter: Investor Relations
Effective Date: 28th September 2006
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COLL 6.3 Valuation and pricing
Chapter: Operating duties and responsibilities
Effective Date: 28th September 2006
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PERG 8.14 Other financial promotions
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
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FEES 4.4 Information on which Fees are calculated
Chapter: Periodic fees
Effective Date: 27th September 2007
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PERG 2.7 Activities: a broad outline
Chapter: Authorisation and regulated activities
Effective Date: 22nd June 2006
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SYSC 10.1 Application
Chapter: Conflicts of interest [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]Conflicts of interest
Effective Date: 23rd November 2006