To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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LR 15.4 Continuing obligations
Chapter: Investment entitiesClosed-Ended Investment Funds
Effective Date: 6th December 2007
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LR 5.6 Reverse takeovers
Chapter: Suspending, cancelling and restoring listingSuspending, cancelling and restoring listing: All securitiesSuspending, cancelling and restoring listing and reverse takeovers: All securities
Effective Date: 27th September 2012
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LR 15.2 Requirements for listing
Chapter: Investment entitiesClosed-Ended Investment Funds
Effective Date: 6th December 2007
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CASS 7.13 Segregation of client money
Chapter: Client money : MiFID business rules2008/45
Effective Date: 5th June 2014
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LR 15.1 Application
Chapter: Investment entitiesClosed-Ended Investment Funds
Effective Date: 16th June 2005
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LR 6.10 Specialist companies: mineral companies
Chapter: Additional requirements for listing for equity securities
Effective Date: 26th October 2017
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LR 5.2 Cancelling listing
Chapter: Suspending, cancelling and restoring listingSuspending, cancelling and restoring listing: All securitiesSuspending, cancelling and restoring listing and reverse takeovers: All securities
Effective Date: 28th June 2007
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LR 8.2 When a sponsor must be appointed or its guidance obtained
Chapter: Sponsors
Effective Date: 28th June 2007
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COLL 14.3 Advisory committee
Chapter: Charity authorised investment funds
Effective Date: 23rd September 2016
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INSPRU 1.5 Internal-contagion risk
Chapter: Capital resources requirements and technical provisions for insurance business
Effective Date: 15th December 2006
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COLL 5.5 Cash, borrowing, lending and other provisions
Chapter: Investment and borrowing powers
Effective Date: 23rd February 2006
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COLL 6.3 Valuation and pricing
Chapter: Operating duties and responsibilities
Effective Date: 28th September 2006
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COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005