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FCA Handbook
LR
LR 15

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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 15.4 Continuing obligations

Chapter: Investment entitiesClosed-Ended Investment Funds

Effective Date: 6th December 2007
LR 1.5 Standard and Premium Listing

Chapter: Preliminary

Effective Date: 24th September 2009
LR 15.2 Requirements for listing

Chapter: Investment entitiesClosed-Ended Investment Funds

Effective Date: 6th December 2007
LR 5.6 Reverse takeovers

Chapter: Suspending, cancelling and restoring listingSuspending, cancelling and restoring listing: All securitiesSuspending, cancelling and restoring listing and reverse takeovers: All securities

Effective Date: 27th September 2012
COLL 6.2 Dealing

Chapter: Operating duties and responsibilities

Effective Date: 16th June 2005
LR 5.2 Cancelling listing

Chapter: Suspending, cancelling and restoring listingSuspending, cancelling and restoring listing: All securitiesSuspending, cancelling and restoring listing and reverse takeovers: All securities

Effective Date: 28th June 2007
LR 1.6 Listing Categories

Chapter: Preliminary

Effective Date: 22nd July 2010
LR 15.1 Application

Chapter: Investment entitiesClosed-Ended Investment Funds

Effective Date: 16th June 2005
LR 8.2 When a sponsor must be appointed or its guidance obtained

Chapter: Sponsors

Effective Date: 28th June 2007
COLL 5.4 Stock lending

Chapter: Investment and borrowing powers

Effective Date: 22nd February 2007
COLL 5.5 Cash, borrowing, lending and other provisions

Chapter: Investment and borrowing powers

Effective Date: 23rd February 2006
COLL 6.7 Payments

Chapter: Operating duties and responsibilities

Effective Date: 21st April 2005
COLL 4.5 Reports and accounts

Chapter: Investor Relations

Effective Date: 27th July 2006
COLL 6.3 Valuation and pricing

Chapter: Operating duties and responsibilities

Effective Date: 28th September 2006
COLL 5.2 General investment powers and limits for UCITS schemes

Chapter: Investment and borrowing powers

Effective Date: 20th January 2005
FEES 6.3 The FSCS's power to impose levies

Chapter: Financial Services Compensation Scheme Funding

Effective Date: 25th October 2006
INSPRU 1.5 Internal-contagion risk

Chapter: Capital resources requirements and technical provisions for insurance business

Effective Date: 15th December 2006
LR 15.5 Transactions

Chapter: Investment entitiesClosed-Ended Investment Funds

Effective Date: 28th June 2007
LR 15.6 Notifications and periodic financial information

Chapter: Investment entitiesClosed-Ended Investment Funds

Effective Date: 6th December 2007
LR 8.3 Role of a sponsor: general

Chapter: Sponsors

Effective Date: 4th December 2008

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