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FCA Handbook
LR
LR 13

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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 13.8 Other circulars

Chapter: Contents of circulars

Effective Date: 28th June 2007
SUP 16.23 Annual Financial Crime Report

Chapter: Reporting requirements

Effective Date: 29th July 2016
LR 13.5 Financial information in Class 1 Circulars

Chapter: Contents of circulars

Effective Date: 28th June 2007
GENPRU 2.2 Capital resources

Chapter: Capital [deleted]FCA 2021/39Capital

Effective Date: 21st December 2006
LR 9.2 Requirements with continuing application

Chapter: Continuing obligations

Effective Date: 21st December 2006
COLL 5.2 General investment powers and limits for UCITS schemes

Chapter: Investment and borrowing powers

Effective Date: 20th January 2005
LR 11.1 Related party transactions

Chapter: Related party transactions

Effective Date: 16th June 2005
LR 5.2 Cancelling listing

Chapter: Suspending, cancelling and restoring listingSuspending, cancelling and restoring listing: All securitiesSuspending, cancelling and restoring listing and reverse takeovers: All securities

Effective Date: 28th June 2007
LR 9.8 Annual financial report

Chapter: Continuing obligations

Effective Date: 21st December 2006
FEES 4.4 Information on which fees are calculated

Chapter: Periodic fees

Effective Date: 27th September 2007
REC 2.3 Financial resources

Chapter: Recognition requirements

Effective Date: 15th July 2004
Annual Financial Report for certain listed companies [deleted]

Chapter: Fees and financial penalty income FCA 2013/85Annual Financial Report for certain listed companiesAnnual Financial Report for certain listed companies [deleted]

Effective Date: 25th October 2019
LR 5.6 Reverse takeovers

Chapter: Suspending, cancelling and restoring listingSuspending, cancelling and restoring listing: All securitiesSuspending, cancelling and restoring listing and reverse takeovers: All securities

Effective Date: 27th September 2012
LR 9.6 Notifications

Chapter: Continuing obligations

Effective Date: 21st December 2006
LR 15.2 Requirements for listing

Chapter: Investment entitiesClosed-Ended Investment Funds

Effective Date: 6th December 2007
LR 10.2 Classifying transactions

Chapter: Significant transactions

Effective Date: 28th June 2007
LR 9.5 Transactions

Chapter: Continuing obligations

Effective Date: 28th June 2007
LR App 1.1 Relevant definitions

Chapter: Relevant definitions

Effective Date: 16th June 2005
SYSC 19A.3 Remuneration principles for IFPRU investment firms

Chapter: Remuneration Code

Effective Date: 2nd November 2011
SYSC 19D.3 Remuneration principles

Chapter: Dual-regulated firms Remuneration Code

Effective Date: 3rd May 2017

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