To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
LR 13.5 Financial information in Class 1 Circulars
Chapter: Contents of circulars
Effective Date: 1st July 2005
-
LR 9.2 Requirements with continuing application
Chapter: Continuing obligations
Effective Date: 1st July 2005
-
LR 11.1 Related party transactions
Chapter: Related party transactions
Effective Date: 16th June 2005
-
COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005
-
LR 5.2 Cancelling listing
Chapter: Suspending, cancelling and restoring listingSuspending, cancelling and restoring listing: All securitiesSuspending, cancelling and restoring listing and reverse takeovers: All securities
Effective Date: 1st July 2005
-
LR 14.3 Continuing obligations
Chapter: Secondary listing of overseas companies2009/54Secondary listing of companiesStandard listing (shares)2010/72009/54
Effective Date: 1st July 2005
-
ICOB 8.4 Unsolicited services
Chapter: Distance non-investment mediation contracts with retail customers
Effective Date: 15th April 2004
-
LR 12.4 Purchase of own equity shares
Chapter: Dealing in own securities and treasury shares
Effective Date: 1st July 2005
-
LR 17.3 Requirements with continuing application
Chapter: Debt and specialist securities
Effective Date: 1st July 2005
-
COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes
Chapter: Investment and borrowing powers
Effective Date: 1st April 2004
-
COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC
Chapter: Suspension of dealings and termination of authorised funds
Effective Date: 16th September 2004