To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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DTR 6.1 Information requirements for issuers of shares and debt securities
Chapter: Continuing obligations and access to information
Effective Date: 21st December 2006
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DTR 5.8 Procedures for the notification and disclosure of major holdings
Chapter: Vote Holder and Issuer Notification Rules
Effective Date: 22nd March 2007
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REC 3.14 Products, services and normal hours of operation
Chapter: Notification rules for UK recognised bodies
Effective Date: 25th January 2007
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COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005
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SUP 16.23 Annual Financial Crime Report
Chapter: Reporting requirements
Effective Date: 29th July 2016
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CASS 7.19 Clearing member client money sub-pools
Chapter: Client money : MiFID business rules2008/45
Effective Date: 5th June 2014
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FEES 4.4 Information on which fees are calculated
Chapter: Periodic fees
Effective Date: 27th September 2007
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EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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DTR 5.2 Acquisition or disposal of major proportions of voting rights
Chapter: Vote Holder and Issuer Notification Rules
Effective Date: 22nd March 2007
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MCOB 9.4 Content of illustrations
Chapter: Lifetime Mortgage: product disclosure2006/45Equity release: product disclosure
Effective Date: 19th February 2004
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DEPP 3.2 The operation of the RDC
Chapter: The nature and procedure of the RDC
Effective Date: 19th March 2013
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REC 2.5 Systems and controls, algorithmic trading and conflicts
Chapter: Recognition requirements
Effective Date: 15th July 2004
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DTR 8.5 Supervision of primary information providers
Chapter: Primary Information Providers
Effective Date: 31st January 2014
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SYSC 19A.3 Remuneration principles for IFPRU investment firms
Chapter: Remuneration Code
Effective Date: 2nd November 2011
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EG 6.2 Publicity during, or upon the conclusion of regulatory action
Chapter: TOPIC TITLE
Effective Date: 9th December 2015
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DTR 5.1 Notification of the acquisition or disposal of major shareholdings
Chapter: Vote Holder and Issuer Notification Rules
Effective Date: 21st December 2006
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MCOB 4.4A Initial disclosure requirements
Chapter: Advising and selling standards
Effective Date: 27th September 2012