To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
LR 5.4A Transfer between listing categories
Chapter: Suspending, cancelling and restoring listingSuspending, cancelling and restoring listing: All securitiesSuspending, cancelling and restoring listing and reverse takeovers: All securities
Effective Date: 24th September 2009
-
LR 5.6 Reverse takeovers
Chapter: Suspending, cancelling and restoring listingSuspending, cancelling and restoring listing: All securitiesSuspending, cancelling and restoring listing and reverse takeovers: All securities
Effective Date: 27th September 2012
-
LR 5.2 Cancelling listing
Chapter: Suspending, cancelling and restoring listingSuspending, cancelling and restoring listing: All securitiesSuspending, cancelling and restoring listing and reverse takeovers: All securities
Effective Date: 28th June 2007
-
COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005
-
LR 4.2 Contents and format of listing particulars
Chapter: Listing particulars for professional securities market and certain other securities
Effective Date: 21st June 2012
-
LR 16.3 Listing applications
Chapter: Venture capital trustsOpen-ended investment companiesOpen-ended investment companies: Premium listing [deleted]
Effective Date: 4th December 2008
-
DTR 6.1 Information requirements for issuers of shares and debt securities
Chapter: Continuing obligations and access to information
Effective Date: 21st December 2006
-
LR 15.3 Listing applications and procedures
Chapter: Investment entitiesClosed-Ended Investment Funds
Effective Date: 25th February 2010
-
LR 14.3 Continuing obligations
Chapter: Secondary listing of overseas companies2009/54Secondary listing of companiesStandard listing (shares)2010/72009/54
Effective Date: 21st December 2006
-
LR 8.2 When a sponsor must be appointed or its guidance obtained
Chapter: Sponsors
Effective Date: 28th June 2007
-
GENPRU 2.2 Capital resources
Chapter: Capital [deleted]FCA 2021/39Capital
Effective Date: 21st December 2006
-
LR 15.2 Requirements for listing
Chapter: Investment entitiesClosed-Ended Investment Funds
Effective Date: 6th December 2007
-
PERG 9.10 Significance of being an open-ended investment company
Chapter: Meaning of open-ended investment company
Effective Date: 15th September 2005
-
LR 14.2 Requirements for listing
Chapter: Secondary listing of overseas companies2009/54Secondary listing of companiesStandard listing (shares)2010/72009/54
Effective Date: 28th June 2007
-
LR 9.2 Requirements with continuing application
Chapter: Continuing obligations
Effective Date: 21st December 2006
-
LR 18.2 Requirements for listing
Chapter: Certificates representing certain securities
Effective Date: 28th June 2007