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FCA Handbook
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LR 1

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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.4A Transfer between listing categories: Equity shares

Chapter: Suspending, cancelling and restoring listingSuspending, cancelling and restoring listing: All securitiesSuspending, cancelling and restoring listing and reverse takeovers: All securities

Effective Date: 24th September 2009
LR 1.5 Standard and Premium Listing

Chapter: Preliminary

Effective Date: 24th September 2009
LR 5.2 Cancelling listing

Chapter: Suspending, cancelling and restoring listingSuspending, cancelling and restoring listing: All securitiesSuspending, cancelling and restoring listing and reverse takeovers: All securities

Effective Date: 28th June 2007
LR 8.4 Role of a sponsor: transactions

Chapter: Sponsors

Effective Date: 28th June 2007
LR 1.6 Listing Categories

Chapter: Preliminary

Effective Date: 22nd July 2010
COLL 5.2 General investment powers and limits for UCITS schemes

Chapter: Investment and borrowing powers

Effective Date: 20th January 2005
LR 4.2 Contents and format of listing particulars

Chapter: Listing particulars for professional securities market and certain other securities

Effective Date: 1st July 2005
LR 16.3 Listing applications

Chapter: Venture capital trustsOpen-ended investment companiesOpen-ended investment companies: Premium listing [deleted]

Effective Date: 4th December 2008
DTR 6.1 Information requirements for issuers of shares and debt securities

Chapter: Continuing obligations and access to information

Effective Date: 21st December 2006
LR 14.3 Continuing obligations

Chapter: Secondary listing of overseas companies2009/54Secondary listing of companiesStandard listing (shares)2010/72009/54

Effective Date: 21st December 2006
LR 9.2 Requirements with continuing application

Chapter: Continuing obligations

Effective Date: 21st December 2006
LR 8.2 When a sponsor must be appointed or its guidance obtained

Chapter: Sponsors

Effective Date: 28th June 2007
LR 8.3 Role of a sponsor: general

Chapter: Sponsors

Effective Date: 4th December 2008
LR 15.3 Listing applications and procedures

Chapter: Investment entitiesClosed-Ended Investment Funds

Effective Date: 25th February 2010
PERG 9.10 Significance of being an open-ended investment company

Chapter: Meaning of open-ended investment company

Effective Date: 15th September 2005
GENPRU 2.2 Capital resources

Chapter: Capital [deleted]FCA 2021/39Capital

Effective Date: 21st December 2006
LR 15.2 Requirements for listing

Chapter: Investment entitiesClosed-Ended Investment Funds

Effective Date: 6th December 2007
LR 16.4 Requirements with continuing application

Chapter: Venture capital trustsOpen-ended investment companiesOpen-ended investment companies: Premium listing [deleted]

Effective Date: 6th December 2007
LR 14.2 Requirements for listing

Chapter: Secondary listing of overseas companies2009/54Secondary listing of companiesStandard listing (shares)2010/72009/54

Effective Date: 28th June 2007
LR 9.5 Transactions

Chapter: Continuing obligations

Effective Date: 28th June 2007

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