To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
DTR 1C.1 Application and purpose (Primary information providers)
Chapter: Introduction (Primary information providers)
Effective Date: 30th January 2014
-
DEPP 2.5 Provision for certain categories of decision
Chapter: Statutory notices and the allocation of decision making
Effective Date: 27th September 2007
-
DTR 1A.1 Application and purpose (Transparency rules)
Chapter: Introduction (Transparency rules)
Effective Date: 21st December 2006
-
CREDS 10.1 Application and purpose
Chapter: Application of other parts of the Handbook to Credit unionsApplication of other parts of the Handbook to credit unions
Effective Date: 8th December 2011
-
LR 5.6 Reverse takeovers
Chapter: Suspending, cancelling and restoring listingSuspending, cancelling and restoring listing: All securitiesSuspending, cancelling and restoring listing and reverse takeovers: All securities
Effective Date: 27th September 2012
-
SUP 10C.12 Conditional and time-limited approvals
Chapter: FCA senior management regime for approved persons in relevant authorised persons
Effective Date: 23rd June 2015
-
SUP 10C.10 Application for approval and withdrawing an application for approval
Chapter: FCA senior management regime for approved persons in relevant authorised persons
Effective Date: 23rd June 2015
-
SUP 10C.13 Variation of conditional and time-limited approvals
Chapter: FCA senior management regime for approved persons in relevant authorised persons
Effective Date: 23rd June 2015
-
RCB 4.2 Enforcement powers and penalties
Chapter: Enforcement powers
Effective Date: 25th February 2010
-
EG 18.1 Cancellation on the FCA’s own-initiative
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
-
LR 4.3 Approval and publication of listing particulars
Chapter: Listing particulars for professional securities market and certain other securities
Effective Date: 18th March 2016
-
SUP 10C.14 Changes to an FCA-approved person’s details
Chapter: FCA senior management regime for approved persons in relevant authorised persons
Effective Date: 23rd June 2015