To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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GENPRU 2.2 Capital resources
Chapter: Capital [deleted]FCA 2021/39Capital
Effective Date: 21st December 2006
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IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm
Chapter: TOPIC TITLE
Effective Date: 24th June 2010
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IPRU-INV 9.5 CALCULATION OF OWN FUNDS
Chapter: Financial resources requirements for an exempt CAD firm [deleted]TOPIC TITLE
Effective Date: 30th December 2015
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SUP 16.23 Annual Financial Crime Report
Chapter: Reporting requirements
Effective Date: 29th July 2016
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IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM
Chapter: TOPIC TITLE
Effective Date: 3rd December 2015
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IFPRU 2.2 Internal capital adequacy assessment process
Chapter: Supervisory processes and governance [deleted]FCA 2021/39Supervisory processes and governance
Effective Date: 30th January 2014
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CONC 10.3 Calculation of prudential resources
Chapter: Prudential rules for debt management firms
Effective Date: 1st April 2014
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MIPRU 4.4 Calculation of capital resources
Chapter: Capital resources
Effective Date: 25th October 2006
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IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards
Chapter: Supervisory processes and governance [deleted]FCA 2021/39Supervisory processes and governance
Effective Date: 30th January 2014
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BIPRU 3.4 Risk weights under the standardised approach to credit risk
Chapter: Standardised credit risk
Effective Date: 21st December 2006
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FEES 4.4 Information on which fees are calculated
Chapter: Periodic fees
Effective Date: 27th September 2007
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IPRU-INV 9.3 CALCULATING INITIAL CAPITAL
Chapter: Financial resources requirements for an exempt CAD firm [deleted]TOPIC TITLE
Effective Date: 30th December 2015
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COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005
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IPRU-INV 5.8 Calculation of own funds and liquid capital
Chapter: Financial resourcesInterim Prudential sourcebook for Investment Businesses
Effective Date: 4th November 2016
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SUP 16.12 Integrated Regulatory Reporting
Chapter: Reporting requirements
Effective Date: 21st December 2006
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PERG 2.7 Activities: a broad outline
Chapter: Authorisation and regulated activities
Effective Date: 22nd June 2006
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IFPRU 4.12 Securitisation
Chapter: Credit risk [deleted]FCA 2021/39Credit risk
Effective Date: 30th January 2014
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CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments
Chapter: Shares, deposits and borrowing
Effective Date: 9th December 2016
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PERG 2.6 Specified investments: a broad outline
Chapter: Authorisation and regulated activities
Effective Date: 15th September 2005