To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM
Chapter: TOPIC TITLE
Effective Date: 3rd December 2015
-
SUP 16.12 Integrated Regulatory Reporting
Chapter: Reporting requirements
Effective Date: 21st December 2006
-
SUP 16.23 Annual Financial Crime Report
Chapter: Reporting requirements
Effective Date: 29th July 2016
-
MIPRU 4.2 Capital resources requirements
Chapter: Capital resources
Effective Date: 25th October 2006
-
PERG 2.9 Regulated activities: exclusions applicable in certain circumstances
Chapter: Authorisation and regulated activities
Effective Date: 15th September 2005
-
FEES 4.4 Information on which fees are calculated
Chapter: Periodic fees
Effective Date: 27th September 2007
-
IPRU-INV 13.1A FINANCIAL RESOURCES REQUIREMENTS FOR AN EXEMPT CAD FIRM
Chapter: TOPIC TITLE
Effective Date: 24th June 2010
-
GENPRU 2.2 Capital resources
Chapter: Capital [deleted]FCA 2021/39Capital
Effective Date: 21st December 2006
-
IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS
Chapter: TOPIC TITLE
Effective Date: 3rd December 2015
-
MIPRU 4.4 Calculation of capital resources
Chapter: Capital resources
Effective Date: 25th October 2006
-
PERG 2.8 Exclusions applicable to particular regulated activities
Chapter: Authorisation and regulated activities
Effective Date: 15th September 2005
-
BIPRU 3.4 Risk weights under the standardised approach to credit risk
Chapter: Standardised credit risk
Effective Date: 21st December 2006
-
IPRU-INV 9.2 GENERAL REQUIREMENTS
Chapter: Financial resources requirements for an exempt CAD firm [deleted]TOPIC TITLE
Effective Date: 4th November 2016
-
FEES 6.7 Payment of levies
Chapter: Financial Services Compensation Scheme Funding
Effective Date: 28th September 2008
-
PERG 13.6 CRD IV
Chapter: Guidance on the scope of the Markets in Financial Instruments Directive and the recast Capital Adequacy Directive
Effective Date: 25th October 2007