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FCA Handbook
IPRU-INV
IPRU-INV 11

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IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

Chapter: Supervisory processes and governance [deleted]FCA 2021/39Supervisory processes and governance

Effective Date: 30th January 2014
IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

Chapter: TOPIC TITLE

Effective Date: 28th March 2019
IFPRU 2.2 Internal capital adequacy assessment process

Chapter: Supervisory processes and governance [deleted]FCA 2021/39Supervisory processes and governance

Effective Date: 30th January 2014
IFPRU 4.12 Securitisation

Chapter: Credit risk [deleted]FCA 2021/39Credit risk

Effective Date: 30th January 2014
IPRU-INV 11.1 INTRODUCTION

Chapter: TOPIC TITLE

Effective Date: 30th December 2015
IPRU-INV 11.2 MAIN REQUIREMENTS

Chapter: TOPIC TITLE

Effective Date: 30th December 2015
SYSC 7.1 Risk control

Chapter: Risk control [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]Risk control

Effective Date: 23rd November 2006
SUP 16.12 Integrated Regulatory Reporting

Chapter: Reporting requirements

Effective Date: 21st December 2006
IFPRU 8.1 Prudential consolidation

Chapter: Prudential consolidation and large exposures [deleted]FCA 2021/39Prudential consolidation and large exposuresFCA 2013/76

Effective Date: 1st January 2014
IFPRU 3.2 Capital

Chapter: Own funds [deleted]FCA 2021/39FCA 2013/74Own funds

Effective Date: 30th January 2014
COLL 6.6B UCITS depositaries

Chapter: Operating duties and responsibilities

Effective Date: 3rd February 2016
IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

Chapter: Credit risk [deleted]FCA 2021/39Credit risk

Effective Date: 1st January 2014
IFPRU 6.3 Expectations relating to internal models

Chapter: Market risk [deleted]FCA 2021/39Market risk

Effective Date: 1st January 2014
IFPRU 4.11 Income-producing real estate portfolios

Chapter: Credit risk [deleted]FCA 2021/39Credit risk

Effective Date: 30th January 2014
IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

Chapter: Credit risk [deleted]FCA 2021/39Credit risk

Effective Date: 30th January 2014
SYSC 4.1 General requirements

Chapter: Guidance on Public Interest Disclosure Act: WhistleblowingGeneral organisational requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]2006/50General organisational requirements

Effective Date: 21st March 2002
IFPRU 6.1 Market risk requirements

Chapter: Market risk [deleted]FCA 2021/39Market risk

Effective Date: 1st January 2014
IFPRU 4.6 Internal ratings based approach: probability of default

Chapter: Credit risk [deleted]FCA 2021/39Credit risk

Effective Date: 1st January 2014
IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

Chapter: TOPIC TITLE

Effective Date: 30th December 2015
IFPRU 1.1 Application and Purpose

Chapter: Application [deleted]FCA 2021/39Application

Effective Date: 27th March 2014

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