To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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GENPRU 2.2 Capital resources
Chapter: Capital [deleted]FCA 2021/39Capital
Effective Date: 21st December 2006
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SUP 16.12 Integrated Regulatory Reporting
Chapter: Reporting requirements
Effective Date: 21st December 2006
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FEES 4.4 Information on which fees are calculated
Chapter: Periodic fees
Effective Date: 27th September 2007
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SUP 16.23 Annual Financial Crime Report
Chapter: Reporting requirements
Effective Date: 29th July 2016
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SYSC 1.4 Application of SYSC 11 to 28
Chapter: Application and purpose
Effective Date: 23rd November 2006
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IFPRU 1.1 Application and Purpose
Chapter: Application [deleted]FCA 2021/39Application
Effective Date: 27th March 2014
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SUP 16.7A Annual report and accounts
Chapter: Reporting requirements
Effective Date: 25th September 2014
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IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm
Chapter: TOPIC TITLE
Effective Date: 24th June 2010
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IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS
Chapter: TOPIC TITLE
Effective Date: 3rd December 2015
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SYSC 7.1 Risk control
Chapter: Risk control [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]Risk control
Effective Date: 23rd November 2006
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FEES 3.2 Obligation to pay fees
Chapter: Application, Notification and Vetting Fees
Effective Date: 25th May 2006
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IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS
Chapter: TOPIC TITLE
Effective Date: 30th December 2015
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PERG 13.7 The territorial application of MiFID [deleted]
Chapter: Guidance on the scope of the Markets in Financial Instruments Directive and the recast Capital Adequacy Directive
Effective Date: 25th October 2007
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DEPP 2.5 Provision for certain categories of decision
Chapter: Statutory notices and the allocation of decision making
Effective Date: 27th September 2007