To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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SUP 8.6 Publication of waivers
Chapter: Waiver and modification of rules
Effective Date: 18th March 2004
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SYSC 1.4 Application of SYSC 11 to 28A
Chapter: Application and purpose
Effective Date: 23rd November 2006
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SUP 15.11 Notification of COCON breaches and disciplinary action
Chapter: Notifications to the FCANotifications to the FSANotifications to the FCA or PRAFCA_2013_16_PRA_2013/11
Effective Date: 23rd June 2015
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MIPRU 1.2 Actions for damages
Chapter: Application and general provisions
Effective Date: 1st January 2007
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TC 1.2 Actions for damages
Chapter: CommitmentsApplication and Purpose
Effective Date: 26th July 2007
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FEES App 1 Annex 2 Further information on fees
Chapter: Unauthorised Mutuals Registration Fees Rules
Effective Date: 28th March 2019
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FEES 12.3 Late payments and recovery of unpaid levies
Chapter: Fees Manual
Effective Date: 25th September 2015
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PERG 8.1 Application and purpose
Chapter: Financial promotion and related activities
Effective Date: 27th February 2014
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SUP 15.3 General notification requirements
Chapter: Notifications to the FCANotifications to the FSANotifications to the FCA or PRAFCA_2013_16_PRA_2013/11
Effective Date: 16th December 2004
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SUP 11.3 Requirements on controllers or proposed controllers under the Act
Chapter: Controllers and close links
Effective Date: 20th September 2001
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SYSC 5.2
Chapter: Employees, agents and other relevant persons [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]Employees, agents and other relevant persons
Effective Date: 23rd June 2015
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DEPP 2.5 Provision for certain categories of decision
Chapter: Statutory notices and the allocation of decision making
Effective Date: 27th September 2007
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PERG 4.1 Application and purpose
Chapter: Guidance on regulated activities connected with mortgages
Effective Date: 25th October 2006
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EG 19.34 Markets in Financial Instruments Regulations 2017
Chapter: TOPIC TITLE
Effective Date: 8th December 2017
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EG 19.35 Data Reporting Services Regulations 2024
Chapter: TOPIC TITLE
Effective Date: 8th December 2017
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EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017
Chapter: TOPIC TITLE
Effective Date: 4th January 2018