Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Content Options

View Options:


You are viewing the version of the document as on 2021-11-30.

Timeline guidance

Alternative versions

  1. Point in time
    2021-11-30

IFPRU Sch 1 Record-keeping requirements

(1)

The aim of the guidance in the following table is to give the reader a quick overall view of the relevant record keeping requirements.

(2)

It is not a complete statement of those requirements and should not be relied on as if it were.

(3)

Table

Handbook reference

Subject of record

Contents of record

When record must be made

Retention period

IFPRU 2.2.43R and 2.2.44R1

1

Firm's assessment of its financial resources

(1) The major sources of risk the firm has identified

(2) How the firm intends to deal with those risks

(3) Details of the stress and scenario analyses carried out and the resulting financial resources estimated to be required

Not specified

At least three years

IFPRU 4.3.17 G

Documents relating to rating systems

All documentation relating to a firm's rating systems (including any document referenced in IFPRU 4 or required by the UK CRR2 that relate to the IRB approach)

Not specified

At least three years